FANNIN ADVISORY, LLC
Adviser information for FANNIN ADVISORY, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-119790 |
|---|---|
| SEC ERA File Number | 802-119790 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311069 |
| Legal Entity Identifier | None |
Principal Office
3900 ESSEX LANE, SUITE 1200HOUSTON
TX
United States
Monday - Friday, 9:00-5:00
Tel: 713-966-5826, Fax: 713-966-5879
Chief Compliance Officer
NoneIndustry Affiliates
| ALEXIS INSURANCE CORPORATION | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FANNIN ALLTERUM HOLDINGS I, LLC | Venture Capital Fund | $1.8M | $0.0M | 29 |
| FANNIN BREVITEST HOLDINGS I, LLC | Venture Capital Fund | $5.1M | $0.0M | 26 |
| FANNIN PI HOLDINGS IV, LLC | Venture Capital Fund | $4.0M | $0.0M | 38 |
| FANNIN PI HOLDINGS V, LLC | Venture Capital Fund | $3.1M | $0.0M | 26 |
| FANNIN PI HOLDINGS VI, LLC | Venture Capital Fund | $12.0M | $0.0M | 26 |
| FANNIN PI HOLDINGS VII, LLC | Venture Capital Fund | $21.3M | $0.0M | 28 |
| FANNIN PULMOTECT HOLDINGS III, LLC | Venture Capital Fund | $1.3M | $0.0M | 19 |
| FANNIN PULMOTECT HOLDINGS IV, LLC | Venture Capital Fund | $1.4M | $0.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WORSCHEH, MARK, ERIK | Individual | – | MANAGER AND PRESIDENT | 05/2019 | < 5% |
| FANNIN DIRECT HOLDING COMPANY, LLC | Domestic Entity | – | MEMBER | 06/2019 | > 75% |
| FANNIN PARTNERS, LLC | Domestic Entity | FANNIN DIRECT HOLDING COMPANY, LLC | MEMBER | 05/2019 | > 75% |
| AQUINAS COMPANIES, LLC | Domestic Entity | FANNIN PARTNERS, LLC | MEMBER | 05/2014 | > 75% |
| LINBECK, LEO, EDWARD | Individual | AQUINAS STEWARDSHIP GROUP, LLC | MEMBER | 01/2008 | > 75% |
| Gregory, Paul | Individual | AQUINAS COMPANIES, LLC | MANAGER OF AQUINAS COMPANIES, LLC | 01/2013 | |
| Grobmyer, Albert | Individual | AQUINAS COMPANIES, LLC | MANAGER OF AQUINAS COMPANIES, LLC | 01/2012 | |
| Galloway, H., Scott | Individual | AQUINAS COMPANIES, LLC | MANAGER OF AQUINAS COMPANIES, LLC | 01/2014 | |
| LINBECK FAMILY CHARITABLE TRUST | Domestic Entity | AQUINAS COMPANIES, LLC | MEMBER | 12/2008 | 50-75% |
| Youtt, Michael | Individual | – | GENERAL COUNSEL | 01/2021 | < 5% |
| AQUINAS STEWARDSHIP GROUP, LLC | Domestic Entity | AQUINAS COMPANIES, LLC | MANAGER OF AQUINAS COMPANIES, LLC | 12/2022 | |
| ST. AUGUSTINE TRUST | Domestic Entity | AQUINAS COMPANIES, LLC | MEMBER | 12/2023 | 50-75% |