RHODON INVESTMENT MANAGEMENT LIMITED
Adviser information for RHODON INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on October 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-119866 |
|---|---|
| SEC ERA File Number | 802-119866 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311139 |
| Legal Entity Identifier | 2549008O6T4Y4TWK63 |
Principal Office
16 BERKELEY STREETLONDON
United Kingdom
Monday - Friday, 9AM - 6PM
Tel: (+44) 020 3907 4116, Fax: None
Chief Compliance Officer
ROBERT MCCORMICK
DIRECTOR, CHIEF OPERATING OFFICER
16 BERKELEY STREET LONDON
LONDON
United Kingdom
Tel:
(+44) 020 3907 4116
R************@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RHODON DIVERSIFIED OPPORTUNITIES FUND LIMITED | Hedge Fund | $110.2M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Roth, Steven, Mark | Individual | – | DIRECTOR | 01/2020 | > 75% |
| MCCORMICK, ROBERT, CHARLES | Individual | – | DIRECTOR, CHIEF OPERATING OFFICER | 01/2020 | < 5% |