FLOREAT WEALTH MANAGEMENT LIMITED
Adviser information for FLOREAT WEALTH MANAGEMENT LIMITED last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-119867 |
|---|---|
| SEC ERA File Number | 802-119867 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309463 |
| Legal Entity Identifier | 213800Y97PSBKFVCDU85 |
Principal Office
33 GROSVENOR STREETLONDON
United Kingdom
Monday - Friday, 9:00AM-5:00PM
Tel: +44(0)2073180600, Fax: None
Chief Compliance Officer
DAVID ALLAN
COMPLIANCE MANAGER
33 GROSVENOR STREET
LONDON
United Kingdom
Tel:
+44(0)2073180650
D**********@**********M
(Full email address available in API data)
Industry Affiliates
| FLOREAT AVIATION CAPITAL LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FLOREAT CAPITAL MARKETS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FLOREAT HOUSE LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FLOREAT MERCHANT BANKING LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FLOREAT PRINCIPAL INVESTING LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FLOREAT PRIVATE LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FLOREAT REAL ESTATE LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OTAIBI, MUTAZ | Individual | – | DIRECTOR | 09/2014 | < 5% |
| OTAIBI, HUSSAM | Individual | – | DIRECTOR | 04/2014 | < 5% |
| WILCOX, JAMES | Individual | – | DIRECTOR | 09/2014 | < 5% |
| HASTINGS, NIGEL | Individual | – | CHIEF INVESTMENT OFFICER | 11/2015 | < 5% |
| FLOREAT HOLDING LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 04/2014 | > 75% |
| OTAIBI, MUTAZ | Individual | FLOREAT HOLDING LIMITED | SHAREHOLDER | 12/2013 | 25-50% |
| OTAIBI, HUSSAM | Individual | FLOREAT HOLDING LIMITED | SHAREHOLDER | 12/2013 | 25-50% |
| ALLAN, DAVID, RICHARD | Individual | – | COMPLIANCE MANAGER | 02/2019 | < 5% |