UBIQUITY MANAGEMENT, LP
Adviser information for UBIQUITY MANAGEMENT, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-119873 |
|---|---|
| SEC ERA File Number | 802-119873 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311168 |
| Legal Entity Identifier | None |
Principal Office
4622 PENNSYLVANIA AVESUITE 600
KANSAS CITY
MO
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 913-904-5500, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| 1248 PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FLYOVER CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MARINER INDEPENDENT | Other investment adviser, including financial planners |
| MARINER INDEPENDENT | Other investment adviser, including financial planners |
| MARINER INSURANCE RESOURCES, LLC | Insurance company or agency |
| MARINER TRUST COMPANY, LLC | Trust company |
| MARINER WEALTH | Other investment adviser, including financial planners |
| MARINER WEALTH | Other investment adviser, including financial plannersAccountant or accounting firmPension consultantSponsor, GP, manager of pooled investment vehicles |
| MONTAGE FUND ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MSEC, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MONTAGE-UBIQUITY SPV, LP | Private Equity Fund | $129.1M | $0.1M | 111 |
| UBIQUITY PARTNERS, LP | Private Equity Fund | $0.1M | $0.1M | 51 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MONTAGE INVESTMENTS, LLC | Domestic Entity | – | LIMITED PARTNER | 06/2020 | 50-75% |
| UBIQUITY HOLDINGS UGP, LLC | Domestic Entity | – | GENERAL PARTNER | 06/2020 | < 5% |
| Scharosch, Mark, Christian | Individual | – | MANAGING PARTNER | 06/2020 | 5-10% |
| JAMIE, EARP | Individual | – | MANAGING PARTNER | 06/2020 | 10-25% |
| GHANEKAR, AJAY | Individual | – | MANAGING PARTNER | 06/2020 | 10-25% |
| DJS TRUST | Domestic Entity | – | LIMITED PARTNER | 06/2020 | 5-10% |
| SCHULTE, DAVID, JOHN | Individual | DJS TRUST | TRUSTEE AND BENEFICIARY | 06/2020 | |
| 1248 HOLDINGS, LLC | Domestic Entity | MONTAGE INVESTMENTS, LLC | MANAGING MEMBER | 06/2020 | > 75% |
| BICKNELL, MARTIN, CHRISTOPHER | Individual | 1248 HOLDINGS, LLC | ELECTED MANAGER | 04/2008 |