ELISE CAPITAL MANAGEMENT LLC
Adviser information for ELISE CAPITAL MANAGEMENT LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-120056 |
|---|---|
| SEC ERA File Number | 802-120056 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311330 |
| Legal Entity Identifier | None |
Principal Office
418 BROADWAYSUITE Y
ALBANY
NY
United States
BY APPOINTMENT ONLY, 1PM-4PM
Tel: 1-917-653-9875, Fax: None
Websites
Chief Compliance Officer
ELISE MOCHIZUKI
CHIEF RESTRUCTURING OFFICER (CRO), TREASURER, INTERNAL AUDITOR
418 BROADWAY
SUITE Y
ALBANY
NY
United States
Tel:
1-917-653-9875
C**@***************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ELISE CAPITAL FOF I LP LLC | FUND OF FUNDS | $5.0M | $0.3M | 1 |
| ELISE CAPITAL HF I LP LLC | Hedge Fund | $5.0M | $0.3M | 1 |
| ELISE CAPITAL PE I LP LLC | Private Equity Fund | $5.0M | $0.3M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELISE CAPITAL LLC | Domestic Entity | – | MEMBER | 07/2020 | > 75% |
| Mochizuki, Elise | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |
| MOCHIZUKI, KENJI | Individual | – | CHIEF TECHNOLOGY OFFICER | 12/2021 | < 5% |
| ELISE SECURITIES INC. | Domestic Entity | ELISE CAPITAL LLC | MEMBER | 08/2020 | > 75% |