IRON ROAD
IRON ROAD CAPITAL PARTNERS LLC Legal Name
Adviser information for IRON ROAD last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-120098 |
|---|---|
| SEC ERA File Number | 802-120098 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311552 |
| Legal Entity Identifier | 254900NSUU4GBRNG6I33 |
Principal Office
200 S WACKER DRIVESUITE 2650
CHICAGO
IL
United States
Monday - Friday, 9AM - 5PM
Tel: 312-858-1670, Fax: None
Websites
Chief Compliance Officer
WALTER CLARK
200 S WACKER DRIVE
SUITE 2650
CHICAGO
IL
United States
Tel:
630 699 5613
W*****@**********M
(Full email address available in API data)
Industry Affiliates
| BUCKEYE-PACIFIC | Other investment adviser, including financial planners |
| LEDYARD CAPITAL | Other investment adviser, including financial planners |
| LOGAN STONE | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| RAIL-SPLITTER | Other investment adviser, including financial planners |
| WINCHESTER ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| IRON ROAD DIVERSIFIED FUND LP | Hedge Fund | $35.9M | $0.1M | 38 |
| IRON ROAD MULTI-STRATEGY FUND L.P. | Hedge Fund | $25.1M | $0.1M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DREYFUSS, EVAN, (NMN) | Individual | – | MEMBER | 01/2021 | 10-25% |
| STRIKE, PAULOS, LOUIS | Individual | – | MEMBER | 01/2021 | < 5% |
| HERMAN, MATTHEW, ANDREWS | Individual | – | MEMBER | 01/2021 | 10-25% |
| LEFFLER, MATTHEW, DURAND | Individual | – | MEMBER | 01/2021 | 10-25% |
| SOUTER, JOHN, ROBERT | Individual | – | MEMBER | 01/2021 | < 5% |
| ROSENBERG, JEFFREY, STEVEN | Individual | – | MEMBER | 01/2021 | < 5% |
| CLARK, WALTER, HENRY | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2021 | 25-50% |
| CURI RMB CAPITAL, LLC | Domestic Entity | – | SHAREHOLDER | 01/2024 | < 5% |
| CURI HOLDINGS, INC. | Domestic Entity | CURI RMB CAPITAL, LLC | OWNER | 01/2024 | > 75% |
| ALLISON, JAMES, R | Individual | – | MEMBER | 12/2023 | < 5% |
| HARING, DAVID, GRANT | Individual | – | MEMBER | 01/2022 | < 5% |
| STUKES, THOMAS, SADLER | Individual | – | MEMBER | 12/2023 | 5-10% |