FIRTH INVESTMENT MANAGEMENT PTE. LTD.
Adviser information for FIRTH INVESTMENT MANAGEMENT PTE. LTD. last updated from Form ADV on September 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-120164 |
|---|---|
| SEC ERA File Number | 802-120164 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308848 |
| Legal Entity Identifier | 5493006CQIL11S970455 |
Principal Office
160 ROBINSON ROAD#10-06 SBF CENTER
SINGAPORE
Singapore
Monday - Friday, 9 AM - 5 PM
Tel: 65 63275978, Fax: None
Chief Compliance Officer
MARYAM THASNEEM
COMPLIANCE OFFICER
160 ROBINSON ROAD
#10-06 SBF CENTER
SINGAPORE
Singapore
Tel:
+65 6327 5978
Fax:
+ 65 6410 9661
M**************@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FIRTH ASIAN SMALLER COMPANIES FUND | Hedge Fund | $8.3M | $0.1M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Firth, Richard, Anthony | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2016 | > 75% |
| Thasneem, Maryam | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |