PARALOS ASSET MANAGEMENT LIMITED
Adviser information for PARALOS ASSET MANAGEMENT LIMITED last updated from Form ADV on September 25th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Guernsey |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-120209 |
|---|---|
| SEC ERA File Number | 802-120209 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311972 |
| Legal Entity Identifier | 21380026ICBLI8F2TY37 |
Principal Office
1ST FLOOR, TUDOR HOUSELE BORDAGE
ST. PETER PORT
Guernsey
Monday - Friday, 9 AM - 5 PM
Tel: 44 1481 739 800, Fax: 44 1481 739 809
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PARALOS FUND | Hedge Fund | $230.7M | $0.5M | 52 |
| PARALOS FUND L.P. | Hedge Fund | $206.7M | $0.5M | 14 |
| PARALOS LS EQUITIES FUND LP | Hedge Fund | $5.2M | $0.5M | 2 |
| PARALOS LS EQUITIES MASTER FUND | Hedge Fund | $62.2M | $0.1M | 29 |
| PARALOS MASTER FUND | Hedge Fund | $438.6M | $0.5M | 66 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRAY, RICHARD, MICHAEL | Individual | – | DIRECTOR | 02/2020 | < 5% |
| MACKAY, DOUGLAS, BRUCE LEANDER | Individual | – | DIRECTOR | 02/2020 | < 5% |
| Martin, Timothy | Individual | – | DIRECTOR | 02/2020 | < 5% |
| POLEMIS, DEMETRIOS, STAMATIOS | Individual | – | OWNER | 04/2021 | 25-50% |
| BITSAXIS, NIKOLAOS | Individual | – | OWNER | 06/2021 | 10-25% |
| PLATANIOTIS, DIMITRIOS | Individual | – | OWNER | 04/2021 | 10-25% |
| BLAZINA, MICHAEL, JOHN | Individual | – | DIRECTOR | 01/2021 | < 5% |
| QT2 GUERNSEY LIMITED | Foreign Entity | – | OWNER | 05/2022 | 25-50% |
| BLAZINA, MICHAEL, JOHN | Individual | QT2 GUERNSEY LIMITED | OWNER | 04/2022 | > 75% |