SUREFIRE CAPITAL

8569606 CANADA INC. Legal Name

Adviser information for SUREFIRE CAPITAL last updated from Form ADV on September 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JULY
Legal Location Canada

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-120240
SEC ERA File Number 802-120240
SEC CIK Numbers None
SEC CRD Numbers 311861
Legal Entity Identifier None

Principal Office

8360 BOUGAINVILLE
SUITE 201
MONTREAL, QUEBEC
Canada
Monday - Friday, 8:30 - 5:00
Tel: 514-808-7617, Fax: None

Chief Compliance Officer

None

Industry Affiliates

SUREFIRE ACTIVE CREDIT MANAGEMENT Sponsor, GP, manager of pooled investment vehicles
SUREFIRE DIGITAL ARBITRAGE MANAGEMENT Sponsor, GP, manager of pooled investment vehicles
SUREFIRE MULTI STRAT MANAGEMENT Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SUREFIRE ACTIVE CREDIT, LP Hedge Fund $7.3M $0.3M 17
SUREFIRE DIGITAL ARBITRAGE, LP Hedge Fund $18.0M $0.3M 33
SUREFIRE MULTI STRAT, LP Hedge Fund $5.2M $0.5M 15

Control Persons

Name Type Entity Title Since Ownership
4422287 CANADA INC. Foreign Entity SHAREHOLDER 07/2008 > 75%
SHLIEN, ARIEL Individual 4422287 CANADA INC. SHAREHOLDER 07/2008 > 75%

No. Employees, Historic

00020212022202320240 on 1/2/20210 on 8/19/20210 on 10/14/20220 on 9/19/2023