NVNG INVESTMENT ADVISORS, LLC
Adviser information for NVNG INVESTMENT ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Wisconsin, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-120515 |
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SEC ERA File Number | 802-120515 |
SEC CIK Numbers | None |
SEC CRD Numbers | 307219 |
Legal Entity Identifier | None |
Principal Office
612 WEST MAIN STREETSUITE 200
MADISON
WI
United States
Monday - Friday, 9AM-5PM
Tel: 608-630-1428, Fax: None
Chief Compliance Officer
CARRIE J. THOME
MANAGING DIRECTOR
551 WEST MAIN STREET
2ND FLOOR
MADISON
WI
United States
Tel:
608-630-1428
C*****@*********M
(Full email address available in API data)
Industry Affiliates
NVNG FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
NVNG DIRECT FUND I, L.P. | Venture Capital Fund | $12.0M | $6.0M | 2 |
NVNG FUND I, LP | FUND INVESTING INTO VENTURE CAPITAL FUNDS | $44.8M | $0.3M | 35 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BUCHANAN, JAMES, GRADY | Individual | – | MANAGING DIRECTOR | 11/2019 | 25-50% |
Thome, Carrie, Jo | Individual | – | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 11/2019 | 50-75% |