ECI MANAGEMENT LIMITED
Adviser information for ECI MANAGEMENT LIMITED last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-120881 |
|---|---|
| SEC ERA File Number | 802-120881 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312682 |
| Legal Entity Identifier | 213800GRJK12R9DBMF97 |
Principal Office
80 STRANDLONDON
United Kingdom
Monday - Friday, 09.30-17.30 UK TIME
Tel: 01144 20 7606 1000, Fax: 01144 20 7240 5050
Chief Compliance Officer
PHILIP SHUTTLEWORTH
CHIEF FINANCIAL OFFICER AND PARTNER
80 STRAND
LONDON
United Kingdom
Tel:
011442076061000
P******************@**************M
(Full email address available in API data)
Industry Affiliates
| ECI 10 GP LP | Sponsor, GP, manager of pooled investment vehicles |
| ECI 11 GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| ECI 12 GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| ECI PARTNERS LLP | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ECI 10 A LP | Private Equity Fund | $121.7M | $6.4M | 50 |
| ECI 10 B LP | Private Equity Fund | $10.1M | $10.1M | 10 |
| ECI 11 B LP | Private Equity Fund | $203.8M | $0.0M | 7 |
| ECI 11 C LP | Private Equity Fund | $23.3M | $0.0M | 4 |
| ECI 11 D LP | Private Equity Fund | $36.8M | $0.0M | 6 |
| ECI 11 E LP | Private Equity Fund | $8.8M | $0.0M | 3 |
| ECI 11 F LP | Private Equity Fund | $14.9M | $0.0M | 2 |
| ECI 11 LP | Private Equity Fund | $1,028.7M | $6.4M | 66 |
| ECI 12 LP | Private Equity Fund | $1,593.3M | $0.0M | 91 |
| ECI 12B LP | Private Equity Fund | $95.7M | $0.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHUTTLEWORTH, PHILIP | Individual | – | CHIEF COMPLIANCE OFFICER, DIRECTOR | 01/2003 | < 5% |
| TUDGE, STEPHEN, JOHN | Individual | – | DIRECTOR | 10/2020 | < 5% |
| ECI GROUP LIMITED | Foreign Entity | – | OWNER | 04/2018 | > 75% |
| ECI PARTNERS LLP | Foreign Entity | – | DIRECTOR | 04/2018 | < 5% |
| ECI PARTNERS LLP | Foreign Entity | ECI GROUP LIMITED | OWNER | 04/2018 | > 75% |