GLY CAPITAL MANAGEMENT LIMITED
Adviser information for GLY CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-120882 |
|---|---|
| SEC ERA File Number | 802-120882 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313000 |
| Legal Entity Identifier | None |
Principal Office
12/F, H CODE45 POTTINGER STREET
HONG KONG
Hong Kong
Monday - Friday, 9:00-18:00
Tel: 852 3842 8687, Fax: 852 3842 8666
Chief Compliance Officer
BAI SHIYU
HEAD OF OPERATIONS AND COMPLIANCE
12/F, H CODE
45 POTTINGER STREET
HONG KONG
Hong Kong
Tel:
852 3842 8689
Fax:
852 3842 8666
S********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GLY NEW MOBILITY 1. LP | Private Equity Fund | $162.7M | $1.0M | 50 |
| GLY NEW MOBILITY 2. LP | Private Equity Fund | $30.0M | $1.0M | 1 |
| NORTHPOLE GLY 1 LP | Private Equity Fund | $80.0M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Li, Xingxing | Individual | – | DIRECTOR | 08/2017 | 5-10% |
| Krkalo, Hrvoje | Individual | – | DIRECTOR | 05/2018 | 5-10% |
| Lin, Ni | Individual | – | DIRECTOR | 05/2018 | 5-10% |
| Li, Donghui | Individual | – | DIRECTOR | 08/2017 | < 5% |
| Bai, Shiyu | Individual | – | HEAD OF OPERATIONS AND COMPLIANCE | 06/2019 | < 5% |
| GLY CAPITAL MANAGEMENT PARTNERS (CAYMAN) LIMITED | Foreign Entity | – | SHAREHOLDER | 03/2020 | > 75% |
| GEELY FINANCIALS INTERNATIONAL LIMITED | Foreign Entity | GLY CAPITAL MANAGEMENT PARTNERS (CAYMAN) LIMITED | SHAREHOLDER | 05/2018 | > 75% |
| GEELY SWEDEN HOLDINGS AB | Foreign Entity | GEELY FINANCIALS INTERNATIONAL LIMITED | SHAREHOLDER | 05/2018 | > 75% |
| SHANGHAI GEELY ZHAOYUAN INTERNATIONAL INVESTMENT CO., LTD. | Foreign Entity | GEELY SWEDEN HOLDINGS AB | SHAREHOLDER | 05/2018 | > 75% |
| BEIJING GEELY WANYUAN INTERNATIONAL INVESTMENT CO., LTD. | Foreign Entity | SHANGHAI GEELY ZHAOYUAN INTERNATIONAL INVESTMENT CO., LTD. | SHAREHOLDER | 05/2018 | 50-75% |
| BEIJING GEELY KAISHENG INTERNATIONAL INVESTMENT CO., LTD. | Foreign Entity | BEIJING GEELY WANYUAN INTERNATIONAL INVESTMENT CO., LTD. | SHAREHOLDER | 05/2018 | > 75% |
| ZHEJIANG GEELY HOLDING GROUP COMPANY LIMITED | Foreign Entity | BEIJING GEELY KAISHENG INTERNATIONAL INVESTMENT CO., LTD. | SHAREHOLDER | 05/2018 | > 75% |
| ZHEJIANG GEELY HOLDING GROUP COMPANY LIMITED | Foreign Entity | SHANGHAI GEELY ZHAOYUAN INTERNATIONAL INVESTMENT CO., LTD. | SHAREHOLDER | 05/2018 | > 75% |
| ZHANG, Quan | Individual | – | DIRECTOR | 08/2021 | < 5% |