CM MANAGEMENT, LLC
Adviser information for CM MANAGEMENT, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
15 COLLEY COVE DRIVEGULF BREEZE
FL
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 205-298-0371, Fax: 205-298-1832
Websites
Chief Compliance Officer
MARK R. LILLY
CHIEF ADMINISTRATIVE OFFICER
15 COLLEY COVE DRIVE
GULF BREEZE
FL
United States
Tel:
205-298-0371
Fax:
205-298-1832
M******@***************M
(Full email address available in API data)
Industry Affiliates
| TOMSAT INVESTMENT & TRADING CO., INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CALDWELL MILL OPPORTUNITY FUND, LLC | Hedge Fund | $133.9M | $0.1M | 48 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LILLY, MARK, RUSSELL | Individual | – | CHIEF ADMINISTRATIVE OFFICER, CHIEF COMPLIANCE OFFICER | 03/2010 | 50-75% |
| SATTERFIELD, THOMAS, ADGER | Individual | – | CHIEF INVESTMENT OFFICER | 03/2010 | < 5% |
| SATTERFIELD CM HOLDINGS, LLC | Domestic Entity | – | MEMBER | 01/2020 | 50-75% |
| SATTERFIELD, THOMAS, ADGER | Individual | SATTERFIELD CM HOLDINGS, LLC | MEMBER | 01/2020 | > 75% |
No. Employees, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACADIA PHARMACEUTICALS INC | COM | 650K | 40K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2M | 30K | – |
| ALICO INC | COM | 6M | 225K | – |
| AMCON DISTRG CO | COM | 1M | 8K | – |
| AMICUS THERAPEUTICS INC | COM | 4M | 450K | – |
| ARK RESTAURANTS CORP | COM | 3M | 200K | – |
| ARKO CORP | COM | 3M | 420K | – |
| ARKO CORP | WAR | 281K | 600K | – |
| ASSERTIO HOLDINGS INC | COM | 434K | 350K | – |
| ATEA PHARMACEUTICALS INC | COM | 894K | 270K | – |
| BAIDU INC | SPONSORED ADS | 3M | 30K | – |
| BARRICK GOLD CORP | COM | 2M | 125K | – |
| BATTALION OIL CORP | COM | 468K | 140K | – |
| BGC GROUP INC | COM | 3M | 325K | – |
| BROOKLINE BANCORP INC DEL | COM | 2M | 190K | – |
| CADENCE BANK | COM | 283K | 10K | – |
| CENTERRA GOLD INC | COM | 2M | 300K | – |
| CLEARPOINT NEURO INC | COM | 2M | 375K | – |
| COGNITION THERAPEUTICS INC | COM | 332K | 200K | – |
| COHERUS BIOSCIENCES INC | COM | 2M | 1M | – |
| COHU INC | COM | 993K | 30K | – |
| COMPASS THERAPEUTICS INC | COM | 310K | 310K | – |
| COYA THERAPEUTICS INC | COM | 606K | 100K | – |
| CURIS INC | COM | 828K | 120K | – |
| CVS HEALTH CORP | COM | 2M | 30K | – |
| CYTOSORBENTS CORP | COM | 598K | 850K | – |
| EDESA BIOTECH INC | COM | 385K | 90K | – |
| ELEDON PHARMACEUTICALS INC | COM | 422K | 160K | – |
| ELICIO THERAPEUTICS INC | COM | 206K | 50K | – |
| EVOLUS INC | COM | 2M | 150K | – |
| FEMASYS INC | COM | 485K | 425K | – |
| FIRST FINL CORP IND | COM | 1M | 40K | – |
| GAIN THERAPEUTICS INC | COM | 115K | 90K | – |
| HASBRO INC | COM | 878K | 15K | – |
| HERON THERAPEUTICS INC | COM | 1M | 300K | – |
| INTEST CORP | COM | 3M | 309K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 2M | 250K | – |
| JAZZ PHARMACEUTICALS PLC | COM | 1M | 13K | – |
| KRAFT HEINZ CO | COM | 806K | 25K | – |
| KRONOS BIO INC | COM | 167K | 135K | – |
| KYNDRYL HLDGS INC | COM | 4M | 140K | – |
| LANTERN PHARMA INC | COM | 374K | 80K | – |
| NEKTAR THERAPEUTICS | COM | 930K | 750K | – |
| NEWELL BRANDS INC | COM | 1M | 175K | – |
| NEWMARK GROUP INC | COM - CLASS A | 4M | 400K | – |
| ORGANON & CO | COM | 3M | 125K | – |
| PAGERDUTY INC | COM | 3M | 120K | – |
| PAN AMERN SILVER CORP | COM | 1M | 75K | – |
| PARK HOTELS RESORTS INC | COM | 749K | 50K | – |
| PFIZER INC | COM | 1M | 50K | – |
| PREFORMED LINE PRODS CO | COM | 3M | 26K | – |
| RADIANT LOGISTICS INC | COM | 4M | 775K | – |
| REPUBLIC BANCORP KY | COM - CLASS A | 2M | 35K | – |
| REVANCE THERAPEUTICS INC | COM | 1M | 400K | – |
| ROYALTY PHARMA PLC SHS | COM | 4M | 160K | – |
| SABRE CORP | COM | 2M | 600K | – |
| SERVICE PPTYS TR | COM SH BEN INT | 2M | 300K | – |
| TALOS ENERGY INC | COM | 2M | 200K | – |
| TASEKO MINES LTD | COM | 6M | 2M | – |
| VERONA PHARMA PLC | SPONSORED ADS | 506K | 35K | – |
| VIATRIS INC | COM | 2M | 200K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 2M | 150K | – |
| WARNER BROS DISCOVERY INC | COM | 1M | 200K | – |
| XOMA CORP DEL | COM | 1M | 55K | – |