DIAGRAM CORPORATION
Adviser information for DIAGRAM CORPORATION last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-120907 |
|---|---|
| SEC ERA File Number | 802-120907 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312543 |
| Legal Entity Identifier | None |
Principal Office
MAISON ATHOLSTAN, 2200 RUE STANLEY, MONTR�AL,MONTREAL, QC
Canada
Monday - Friday, 9 AM - 5PM
Tel: 438-686-9806, Fax: None
Chief Compliance Officer
JUNAID SUBHAN
CHIEF COMPLIANCE OFFICER
1172 SHERBROOKE ST. WEST
MONTREAL, QC
Canada
Tel:
(514) 665-7567
S*****@*****************M
(Full email address available in API data)
Industry Affiliates
| DIAGRAM CLIMATETECH GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| DIAGRAM OPPORTUNITY FUND GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| DIAGRAM VENTURES GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| DIAGRAM VENTURES II GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| DIAGRAM VENTURES III GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| HALSEYPOINT ASSET MANAGEMENT | Other investment adviser, including financial planners |
| PERFORMANCE EQUITY MANAGEMENT, LLC | Other investment adviser, including financial planners |
| SAGARD HOLDINGS MANAGER (US) LLC | Other investment adviser, including financial planners |
| SAGARD HOLDINGS MANAGER LP | Other investment adviser, including financial planners |
| SAGARD PRIVATE EQUITY PARTNERS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAGARD REAL ESTATE ADVISORS AS OF OCTOBER 16, 2023 | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THE CANADA LIFE ASSURANCE COMPANY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DIAGRAM CLIMATETECH FUND L.P. | Venture Capital Fund | $3.2M | $0.1M | 21 |
| DIAGRAM OPPORTUNITY FUND I, L.P. | Venture Capital Fund | $75.0M | $0.3M | 130 |
| DIAGRAM VENTURES II LP | Venture Capital Fund | $67.6M | $0.3M | 80 |
| DIAGRAM VENTURES III LP | Venture Capital Fund | $7.6M | $0.4M | 98 |
| DIAGRAM VENTURES LIMITED PARTNERSHIP | Venture Capital Fund | $42.8M | $0.1M | 50 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAFORTUNE, FRANCOIS | Individual | – | DIRECTOR, PRESIDENT, CEO, SECRETARY, TREASURER, SHAREHOLDER | 02/2016 | 50-75% |
| MARION, GUILLAUME | Individual | – | PARTNER, CFO, COO | 05/2017 | < 5% |
| DESMARAIS III, PAUL, GUY | Individual | – | DIRECTOR AND CHAIRMAN | 09/2023 | < 5% |
| SAGARD HOLDINGS MANAGEMENT INC. | Foreign Entity | – | SHAREHOLDER | 09/2023 | 25-50% |
| SAGARD HOLDINGS PARTICIPATION INC. | Foreign Entity | SAGARD HOLDINGS INC. | SHAREHOLDER | 12/2016 | > 75% |
| POWER CORPORATION OF CANADA | Foreign Entity | SAGARD HOLDINGS PARTICIPATION INC. | SHAREHOLDER | 12/2016 | > 75% |
| SAGARD HOLDINGS INC. | Foreign Entity | SAGARD HOLDINGS MANAGEMENT INC. | SHAREHOLDER | 02/2021 | 50-75% |
| PANSOLO HOLDING INC. | Foreign Entity | POWER CORPORATION OF CANADA | SHAREHOLDER | 10/2015 | 50-75% |
| THE DESMARAIS FAMILY RESIDUARY TRUST | Foreign Entity | PANSOLO HOLDING INC. | SHAREHOLDER | 10/2015 | > 75% |
| DOER, GARY, ALBERT | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 05/2023 | |
| DESMARAIS, PAUL, GUY | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, ANDR�, ROGER | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, SOPHIE, CAROLINE | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE, NON-VOTING | 03/2018 | |
| FLEMING, GREGORY, JAMES | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 02/2024 | |
| SUBHAN, JUNAID, KALEEM | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |