PLUM ALLEY MANAGEMENT LLC
Adviser information for PLUM ALLEY MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-120937 |
|---|---|
| SEC ERA File Number | 802-120937 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299651 |
| Legal Entity Identifier | None |
Principal Office
43W, 23RD STREETNEW YORK
NY
United States
Monday - Friday, 9AM - 7PM
Tel: 347-348-7901, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| PLUM ALEY CARRY ENTITY LLC | Sponsor, GP, manager of pooled investment vehicles |
| PLUM ALLEY INC. | Sponsor, GP, manager of pooled investment vehicles |
| PLUM ALLEY VENTURES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PLUM ALLEY VENTURES I LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PLUM ALLEY SYNDICATE 35 LLC | Venture Capital Fund | $0.5M | $0.0M | 29 |
| PLUM ALLEY SYNDICATE 36 LLC | Venture Capital Fund | $0.6M | $0.0M | 23 |
| PLUM ALLEY SYNDICATE 37 LLC | Venture Capital Fund | $0.7M | $0.0M | 20 |
| PLUM ALLEY SYNDICATE 38 LLC | Venture Capital Fund | $0.5M | $0.0M | 14 |
| PLUM ALLEY SYNDICATE 39 LLC | Venture Capital Fund | $0.2M | $0.0M | 9 |
| PLUM ALLEY SYNDICATE 40 LLC | Venture Capital Fund | $0.3M | $0.0M | 32 |
| PLUM ALLEY SYNDICATE IV EPIBONE | Venture Capital Fund | $2.8M | $0.0M | 64 |
| PLUM ALLEY SYNDICATE IX | Venture Capital Fund | $1.1M | $0.0M | 38 |
| PLUM ALLEY SYNDICATE V | Venture Capital Fund | $1.2M | $0.0M | 32 |
| PLUM ALLEY SYNDICATE VI | Venture Capital Fund | $0.6M | $0.0M | 19 |
| PLUM ALLEY SYNDICATE VII | Venture Capital Fund | $2.5M | $0.0M | 27 |
| PLUM ALLEY SYNDICATE VIII | Venture Capital Fund | $1.0M | $0.0M | 27 |
| PLUM ALLEY SYNDICATE XI | Venture Capital Fund | $5.4M | $0.0M | 75 |
| PLUM ALLEY SYNDICATE XII | Venture Capital Fund | $12.6M | $0.0M | 60 |
| PLUM ALLEY SYNDICATE XIV | Venture Capital Fund | $0.2M | $0.0M | 59 |
| PLUM ALLEY SYNDICATE XVI | Venture Capital Fund | $0.6M | $0.0M | 25 |
| PLUM ALLEY SYNDICATE XVII | Venture Capital Fund | $0.9M | $0.0M | 34 |
| PLUM ALLEY SYNDICATE XVIII | Venture Capital Fund | $5.1M | $0.0M | 35 |
| PLUM ALLEY SYNDICATE XX | Venture Capital Fund | $5.8M | $0.3M | 3 |
| PLUM ALLEY SYNDICATE XXI | Venture Capital Fund | $1.7M | $0.0M | 37 |
| PLUM ALLEY SYNDICATE XXII | Venture Capital Fund | $0.5M | $0.0M | 22 |
| PLUM ALLEY SYNDICATE XXIII | Venture Capital Fund | $1.7M | $0.0M | 50 |
| PLUM ALLEY SYNDICATE XXIV | Venture Capital Fund | $4.9M | $0.0M | 46 |
| PLUM ALLEY SYNDICATE XXIX | Venture Capital Fund | $0.9M | $0.0M | 33 |
| PLUM ALLEY SYNDICATE XXV | Venture Capital Fund | $7.8M | $0.0M | 69 |
| PLUM ALLEY SYNDICATE XXVI | Venture Capital Fund | $2.6M | $0.0M | 49 |
| PLUM ALLEY SYNDICATE XXVII | Venture Capital Fund | $3.7M | $0.1M | 10 |
| PLUM ALLEY SYNDICATE XXVIII | Venture Capital Fund | $0.8M | $0.0M | 35 |
| PLUM ALLEY SYNDICATE XXX | Venture Capital Fund | $0.7M | $0.0M | 31 |
| PLUM ALLEY SYNDICATE XXXI | Venture Capital Fund | $1.4M | $0.0M | 46 |
| PLUM ALLEY SYNDICATE XXXII | Venture Capital Fund | $1.6M | $0.0M | 30 |
| PLUM ALLEY SYNDICATE XXXIV | Venture Capital Fund | $0.5M | $0.0M | 23 |
| PLUM ALLEY VENTURES FUND I, L.P. | Venture Capital Fund | $17.7M | $0.3M | 63 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURESH, DEBORAH, ANNE | Individual | – | ELECTED MANAGER | 09/2015 | < 5% |
| PLUM ALLEY INC. | Domestic Entity | – | SOLE SHAREHOLDER | 12/2015 | > 75% |
| TURNER, ANDREA, NOELLE | Individual | PLUM ALLEY INC. | SHAREHOLDER AND CO-FOUNDER | 12/2011 | 25-50% |
| BURESH, DEBORAH, ANNE | Individual | PLUM ALLEY INC. | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | 12/2011 | 25-50% |