VENTURE CAPITAL INVESTMENT MANAGEMENT
HAMBRECHT PARTNERS HOLDINGS, LLC Legal Name
Adviser information for VENTURE CAPITAL INVESTMENT MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-121149 |
|---|---|
| SEC ERA File Number | 802-121149 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307665 |
| Legal Entity Identifier | None |
Principal Office
909 MONTGOMERY STREET4TH FLOOR
SAN FRANCISCO
CA
United States
Monday - Friday, 8
Tel: 415-551-8695, Fax: None
Websites
Chief Compliance Officer
EUGENE YATES
CHIEF FINANCIAL OFFICER
909 MONTGOMERY STREET
4TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-551-8695
G*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| H&Q SEATTLE SYSTEMS INVESTORS, LP | Venture Capital Fund | $0.1M | $0.0M | 95 |
| HAMBRECHT DUCERA GROWTH VENTURES 2 | Venture Capital Fund | $20.9M | $12.5M | 1 |
| HAMBRECHT DUCERA HEALTHCARE GROWTH VENTURES FUND I, LP | Venture Capital Fund | $40.0M | $25.0M | 1 |
| HAMBRECHT VENTURES IV | Venture Capital Fund | $3.9M | $0.0M | 18 |
| WR HAMBRECHT ARISTOTLE 2, LLC | Venture Capital Fund | $11.4M | $0.0M | 22 |
| WR HAMBRECHT VENTURES 1 | Venture Capital Fund | $9.8M | $0.0M | 41 |
| WR HAMBRECHT VENTURES EL MINDA, LLC | Venture Capital Fund | $0.1M | $0.0M | 7 |
| WR HAMBRECHT VENTURES II LP | Venture Capital Fund | $14.7M | $0.0M | 22 |
| WR HAMBRECHT VENTURES II-C-1 LLC | Venture Capital Fund | $2.1M | $0.1M | 4 |
| WR HAMBRECHT VENTURES II-C, LLC | Venture Capital Fund | $1.6M | $0.0M | 24 |
| WR HAMBRECHT VENTURES II-D LLC | Venture Capital Fund | $1.8M | $0.0M | 37 |
| WR HAMBRECHT VENTURES III, LP | Venture Capital Fund | $21.3M | $0.1M | 26 |
| WR HANBRECHT ARISTOTLE 1, LLC | Venture Capital Fund | $14.0M | $0.0M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAMBRECHT, WILLIAM, ROBERT | Individual | – | DIRECTOR | 05/2009 | 10-25% |
| HAMBRECHT, ELIZABETH, BOYER | Individual | – | CHEIF EXECUTIVE OFFICER | 05/2009 | 5-10% |
| BRYAN, VERONICA | Individual | – | CHIEF OPERATIONS OFFICER | 05/2009 | < 5% |
| YATES, EUGENE, ALAN | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 05/2014 | < 5% |
| HAMBRECHT GRAND CHILDRENS TRUST | Domestic Entity | – | OWNER | 01/2020 | 10-25% |
| HULLAR, JOHN, PAUL | Individual | – | OWNER | 08/2017 | 5-10% |
| DUCERA LLC | Domestic Entity | – | OWNER | 11/2017 | 10-25% |
| HAMBRECHT CHILDRENS TRUST | Domestic Entity | – | OWNER | 01/2023 | 10-25% |