OMX VENTURES, LLC
Adviser information for OMX VENTURES, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-121165 |
|---|---|
| SEC ERA File Number | 802-121165 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313397 |
| Legal Entity Identifier | None |
Principal Office
ONE OVERLOOK POINTSUITE 100
LINCOLNSHIRE
IL
United States
Monday - Friday, 9-5
Tel: 847-634-2389, Fax: 847-634-9598
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OMX OPPORTUNITY FUND I, LLC | Venture Capital Fund | $76.6M | $0.5M | 88 |
| OMX VENTURES FUND I, LLC | Venture Capital Fund | $187.6M | $0.5M | 115 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAFT, NICHOLAS, GABRIEL | Individual | – | MANAGING DIRECTOR | 03/2020 | 25-50% |
| Nawrocki, John, Stanley | Individual | – | CHIEF FINANCIAL OFFICER | 03/2020 | < 5% |
| Asher, Anthony, Craig | Individual | – | MANAGING DIRECTOR | 03/2020 | 25-50% |
| Fero, Daniel, James | Individual | – | MANAGING DIRECTOR | 03/2020 | 25-50% |