COLUMBIA FINANCIAL ADVISORS INC

Adviser information for COLUMBIA FINANCIAL ADVISORS INC last updated from Form ADV on April 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JANUARY
Legal Location Texas, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-121185
SEC ERA File Number 802-121185
SEC CIK Numbers None
SEC CRD Numbers 110392
Legal Entity Identifier None

Principal Office

1 GREENWAY PLAZA
SUITE 850
HOUSTON
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 713-629-7007, Fax: 713-629-9036

Chief Compliance Officer

HAROLD GOLDSTEIN
PRESIDENT
1 GREENWAY PLAZA
SUITE 850
HOUSTON
TX
United States
Tel: 713-629-7007
Fax: 713-629-9036
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
THMJH FAMILY PARTNERS, LTD Private Equity Fund $15.9M $0.0M 2

Control Persons

Name Type Entity Title Since Ownership
MORRISON, KELLIE, JEAN Individual SECRETARY 03/1994 < 5%
GOLDSTEIN, HAROLD, SAMUEL Individual PRESIDENT/CHIEF COMPLIANCE OFFICER 02/1986 > 75%

No. Employees, Historic

00020212022202320240 on 4/9/20210 on 4/18/20220 on 4/26/2023