1020 CAPITAL MANAGEMENT LIMITED
Adviser information for 1020 CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-121229 |
|---|---|
| SEC ERA File Number | 802-121229 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314029 |
| Legal Entity Identifier | 254900NXEIMNP7RFTL91 |
Principal Office
UNIT 2115, 21/F, LEE GARDEN THREE1 SUNNING ROAD, CAUSEWAY BAY
HONG KONG
Hong Kong
Monday - Friday, 9 AM - 6 PM
Tel: 852 3769 6473, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1020 MULTI-STRATEGY MASTER FUND | Hedge Fund | $15.0M | $0.1M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Pedrono, Benoit | Individual | – | CIO & DIRECTOR | 11/2019 | 50-75% |
| Dore, James, Anthony | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2021 | 10-25% |
| Kuo-Tsing-Jen, Nicolas, Guillaume Stephane | Individual | – | PORTFOLIO MANAGER, CO-FOUNDER AND CHIEF TECHNOLOGY OFFICER | 01/2020 | 10-25% |
| Ng, Wing, Tsz | Individual | – | SENIOR TRADER | 04/2023 | 5-10% |