PARETONE CAPITAL LLC

Adviser information for PARETONE CAPITAL LLC last updated from Form ADV on March 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-121323
SEC ERA File Number 802-121323
SEC CIK Numbers None
SEC CRD Numbers 285218
Legal Entity Identifier None

Principal Office

97 E BROKAW ROAD
SUITE 310
SAN JOSE
CA
United States
Monday - Friday, 8AM - 5PM
Tel: (408) 674-2256, Fax: None

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PARETONE CAPITAL INVESTMENT LIMITED Hedge Fund $5.0M $0.1M 1

Control Persons

Name Type Entity Title Since Ownership
Wang, Wei Individual MEMBER 07/2015 > 75%

No. Employees, Historic

00020212022202320240 on 4/27/20210 on 3/11/20220 on 3/6/2023