PANDA POWER FUNDS

PANDA POWER GENERATION INFRASTRUCTURE FUND, LLC Legal Name

Adviser information for PANDA POWER FUNDS last updated from Form ADV on February 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-121392
SEC ERA File Number 802-121392
SEC CIK Numbers None
SEC CRD Numbers 159237
Legal Entity Identifier None

Principal Office

13901 MIDWAY ROAD
SUITE 102-431
FARMERS BRANCH
TX
United States
Monday - Friday, 8 AM - 5 PM
Tel: 972-361-2000, Fax: None

Chief Compliance Officer

ROBERT CARTER
CHAIRMAN, MANAGING PARTNER
13901 MIDWAY ROAD
SUITE 102-431
FARMERS BRANCH
TX
United States
Tel: 972-361-2000
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PANDA POWER ANNEX FUND A, L.P. Private Equity Fund $0.6M $5.0M 9
PANDA POWER ANNEX FUND B, L.P. Private Equity Fund $0.4M $5.0M 11
PANDA POWER FUND II A, L.P. Private Equity Fund $12.4M $10.0M 9
PANDA POWER FUND II B, L.P. Private Equity Fund $5.7M $10.0M 10
PANDA POWER GENERATION INFRASTRUCTURE FUND A, LP Private Equity Fund $5.1M $10.0M 4
PANDA POWER GENERATION INFRASTRUCTURE FUND B (AIV), LP Private Equity Fund $0.3M $10.0M 5

Control Persons

Name Type Entity Title Since Ownership
CARTER, ROBERT, WILLIAM Individual MEMBER, MANAGING PARTNER, CHAIRMAN, CHIEF COMPLIANCE OFFICER 03/2020 > 75%
CARTER, TODD, WILKERSON Individual MEMBER 04/2020 10-25%
TRENTEL, MICHAEL, ANDREW Individual CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF RISK OFFICER 11/2017 < 5%

No. Employees, Historic

00020212022202320240 on 5/4/20210 on 3/17/20220 on 2/15/2023