VESTED
VESTED INVESTMENT MANAGEMENT, LLC Legal Name
Adviser information for VESTED last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-121418 |
|---|---|
| SEC ERA File Number | 802-121418 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305863 |
| Legal Entity Identifier | N/A |
Principal Office
1304 CHENILLE CIRWESTON
FL
United States
Monday - Friday, 8AM - 5PM
Tel: (347) 353-8592, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| VESTED 2023 SUMMER OPPORTUNITY FUND MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VESTED FUND I MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VESTED FUND II MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VESTED FUND III MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VESTED MASTER MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VESTED SECURITIES | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VESTED 2023 SUMMER OPPORTUNITY FUND, LP | Private Equity Fund | $7.3M | $0.0M | 5 |
| VESTED FUND I, LLC | Private Equity Fund | $1.0M | $1.0M | 1 |
| VESTED FUND II, LP | Private Equity Fund | $25.5M | $0.1M | 49 |
| VESTED FUND III, LP | Private Equity Fund | $31.4M | $0.0M | 79 |
| VESTED MASTER, LLC | Private Equity Fund | $0.1M | $0.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THORNTON, DAVID, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2023 | < 5% |
| VESTED, INC. | Domestic Entity | – | DIRECT OWNER AND MEMBER | 08/2023 | > 75% |