SEMINAL CAPITAL ADVISORS, LLC
Adviser information for SEMINAL CAPITAL ADVISORS, LLC last updated from Form ADV on February 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-121489 |
|---|---|
| SEC ERA File Number | 802-121489 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314885 |
| Legal Entity Identifier | None |
Principal Office
435 DEVON PARK DRIVEBUILDING 800
WAYNE
PA
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 267-778-4040, Fax: None
Websites
Chief Compliance Officer
BRIAN F MCNALLY
GENERAL COUNSEL
Tel:
267-778-4045
B****@*********M
(Full email address available in API data)
None
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SEMINAL CAPITAL PARTNERS SAAS FUND LP | Hedge Fund | $0.6M | $0.5M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Buckley, Walter | Individual | – | CO-CHIEF INVESTMENT OFFICER | 03/2020 | < 5% |
| Vandrevala, Cyrus | Individual | – | CO-CHIEF INVESTMENT OFFICER | 03/2020 | < 5% |
| MCNALLY, BRIAN, F | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 03/2020 | 10-25% |
| SEMINAL CAPITAL HOLDINGS LLC | Domestic Entity | – | MAJORITY OWNER | 03/2020 | 50-75% |
| GRAY, ROBERT, LOCHEAD | Individual | – | MANAGING PARTNER, PUBLIC EQUITIES | 04/2021 | 5-10% |
| Buckley, Walter | Individual | SEMINAL CAPITAL HOLDINGS LLC | MEMBER | 03/2020 | 25-50% |
| Vandrevala, Cyrus | Individual | SEMINAL CAPITAL HOLDINGS LLC | MEMBER | 03/2020 | 25-50% |