UNICORN DX ADVISORS LIMITED

Adviser information for UNICORN DX ADVISORS LIMITED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location Cayman Islands

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-121551
SEC ERA File Number 802-121551
SEC CIK Numbers None
SEC CRD Numbers 314637
Legal Entity Identifier None

Principal Office

WALKERS CORPORATION LIMITED
190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN
Cayman Islands
Monday - Friday, 9:00 - 17:00
Tel: 852 2628 0971, Fax: None

Chief Compliance Officer

None

Industry Affiliates

UNICORN CAPITAL PARTNERS LIMITED Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
UNICORN PARTNERS FUND IV, L.P. Venture Capital Fund $489.2M $0.3M 85
UNICORN PARTNERS FUND V, L.P. Venture Capital Fund $209.0M $1.0M 32

Control Persons

Name Type Entity Title Since Ownership
LOW, KAH FAI Foreign Entity DIRECTOR OF UNICORN PARTNERS GP FUND IV LIMITED 01/2021 50-75%
YIP, TOMMY YAN CHAK Foreign Entity DIRECTOR OF UNICORN PARTNERS GP FUND IV LIMITED 01/2021 50-75%
ALPHA FINANCE GLOBAL LIMITED Foreign Entity SHAREHOLDER OF UNICORN PARTNERS GP FUND IV LIMITED 01/2021 50-75%
BIG LEAGUE VENTURES LIMITED Foreign Entity SHAREHOLDER OF UNICORN PARTNERS GP FUND IV LIMITED 01/2021 50-75%
BOON, SUAN ZIN ZACCHAEUS Individual DIRECTOR OF UNICORN PARTNERS GP FUND IV LIMITED 01/2021 < 5%
YIP, TOMMY YAN CHAK Individual DIRECTOR OF UNICORN PARTNERS GP FUND V LIMITED 08/2022 50-75%
BIG LEAGUE VENTURES LIMITED Foreign Entity SHAREHOLDER OF UNICORN PARTNERS GP FUND V LIMITED 08/2022 50-75%
ALPHA FINANCE GLOBAL LIMITED Foreign Entity SHAREHOLDER OF UNICORN PARTNERS GP FUND V LIMITED 08/2022 50-75%
LOW, KAH FAI Individual DIRECTOR OF UNICORN PARTNERS GP FUND V LIMITED 08/2022 50-75%
TEO, YUNG FUNG Individual DIRECTOR OF UNICORN PARTNERS GP FUND V LIMITED 10/2022 < 5%
KOH, LYE THIAM Individual DIRECTOR OF UNICORN PARTNERS GP FUND V LIMITED 10/2022 < 5%
TEO, YUNG FUNG Individual DIRECTOR OF UNICORN PARTNERS GP FUND IV LIMITED 10/2022 < 5%

No. Employees, Historic

000202120222023202420250 on 5/20/20210 on 3/11/20220 on 3/15/20230 on 3/26/2024