ALTURA CAPITAL

ALTURA MANAGEMENT COMPANY, LLC Legal Name

Adviser information for ALTURA CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-121574
SEC ERA File Number 802-121574
SEC CIK Numbers None
SEC CRD Numbers 312348
Legal Entity Identifier None

Principal Office

355 ALHAMBRA CIRCLE
#800
CORAL GABLES
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 786-501-8850, Fax: None

Chief Compliance Officer

NATHALIE FERIA MC GOWAN
CHIEF OPERATING & CULTURE OFFICER
355 ALHAMBRA CIRCLE
#800
CORAL GABLES
FL
United States
Tel: 786-501-8850
(Full email address available in API data)

Industry Affiliates

ALTURA AIC MANAGEMENT, LLC Other investment adviser, including financial planners
ALTURA CAPITAL GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ALTURA MANAGEMENT EOZ LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SBCC CAPITAL Other investment adviser, including financial planners
SBCC GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AC SIDE FUND III, L.P. Private Equity Fund $14.7M $1.0M 2
ALLIVATE-ALTURA DIVERSE BUSINESS FUND, LLC Private Equity Fund $10.3M $0.3M 2
ALTURA CAPITAL FUND III, LP Private Equity Fund $105.7M $1.0M 13
ALTURA ECONOMIC OPPORTUNITY FUND I, LLC Private Equity Fund $15.7M $1.0M 3

Control Persons

Name Type Entity Title Since Ownership
GARCIA, JAY, CARLOS Individual MANAGING PARTNER 01/2021 25-50%
SIGNORET, CARLOS, LUIS Individual MANAGING PARTNER 01/2021 25-50%
MANTILLA, MONIKA, ISABEL Individual MANAGING PARTNER 01/2021 25-50%
MC GOWAN, NATHALIE, FERIA Individual CHIEF OPERATING CULTURE & COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

000202120222023202420250 on 5/21/20210 on 3/30/20220 on 3/31/20230 on 1/22/20240 on 3/28/2024