PONDERA HOLDINGS LLC
Adviser information for PONDERA HOLDINGS LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-121738 |
|---|---|
| SEC ERA File Number | 802-121738 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315097 |
| Legal Entity Identifier | None |
Principal Office
156 NORTH JEFFERSONSUITE 102
CHICAGO
IL
United States
Monday - Friday, 9AM - 5PM
Tel: 312-930-9050, Fax: 312-962-7800
Chief Compliance Officer
NoneIndustry Affiliates
| CMT ASSET MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CMT GLOBAL HOLDINGS LLC | Commodity pool operator or commodity trading advisor |
| PONDERA CK MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PONDERA WHISKER MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FUND #1 | Private Equity Fund | $56.1M | $0.0M | 41 |
| FUND #2 | Private Equity Fund | $25.8M | $0.0M | 17 |
| FUND #3 | Private Equity Fund | $14.3M | $0.0M | 4 |
| FUND #4 | Private Equity Fund | $24.5M | $0.0M | 1 |
| FUND #5 | Private Equity Fund | $103.7M | $0.0M | 38 |
| FUND #6 | Private Equity Fund | $19.5M | $0.0M | 27 |
| FUND #7 | Private Equity Fund | $8.6M | $0.0M | 29 |
| FUND #8 | Private Equity Fund | $15.4M | $0.0M | 38 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Barkett, Seth, Gustav | Individual | – | PARTNER | 07/2016 | < 5% |
| Johnson, Joseph, Dylan | Individual | – | PARTNER | 07/2016 | < 5% |
| CASTO, SCOTT, ALLAN | Individual | – | PARTNER | 07/2016 | < 5% |
| LUEDERS, JAN-DIRK | Individual | – | PARTNER | 07/2016 | < 5% |
| JDJ CAPITAL ADVISORS, LLC | Domestic Entity | – | MEMBER | 07/2016 | 25-50% |
| RDA CAPITAL ADVISORS, LLC | Domestic Entity | – | MEMBER | 07/2016 | 25-50% |
| Johnson, Joseph, Dylan | Individual | JDJ CAPITAL ADVISORS, LLC | MEMBER | 07/2016 | 25-50% |
| Barkett, Seth, Gustav | Individual | RDA CAPITAL ADVISORS, LLC | MEMBER | 07/2016 | 25-50% |
| CMT INVESTMENTS LLC | Domestic Entity | – | MEMBER | 07/2016 | 50-75% |
| CASTO, SCOTT, ALLAN | Individual | CMT INVESTMENTS LLC | MANAGING MEMBER | 07/2016 | 50-75% |
| LUEDERS, JAN-DIRK | Individual | CMT INVESTMENTS LLC | MANAGING MEMBER | 07/2016 | 50-75% |
| KAYE, PETER, JEREMIAH | Individual | – | CHIEF FINANCIAL OFFICER | 04/2022 | < 5% |