MUTUAL CAPITAL INVESTMENT ADVISORS, LLC
Adviser information for MUTUAL CAPITAL INVESTMENT ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-121756 |
|---|---|
| SEC ERA File Number | 802-121756 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314734 |
| Legal Entity Identifier | None |
Principal Office
41908 ROUTE 6WYALUSING
PA
United States
Monday - Friday, 9:00AM - 5:00 PM
Tel: 570-746-1515, Fax: None
Websites
Chief Compliance Officer
ALEXIS MUENCH
41908 ROUTE 6
WYALUSING
PA
United States
Tel:
(570) 746-1515
A******@************************M
(Full email address available in API data)
Industry Affiliates
| MUTUAL CAPITAL GROUP, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MUTUAL CAPITAL INVESTMENT FUND, LP | Private Equity Fund | $47.9M | $1.0M | 23 |
| MUTUAL CAPITAL PARALLEL FUND (1), L.P. | Private Equity Fund | $20.8M | $1.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUTUAL CAPITAL HOLDINGS, INC. | Domestic Entity | – | MEMBER | 04/2021 | 50-75% |
| Muench, Alexis | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| Wolfe, Jason | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 01/2022 | 25-50% |
| SCOVILL, J. BRADLEY | Individual | – | MANAGER | 01/2024 | < 5% |