WAVE CAPITAL

WAVE CAPITAL LLC Legal Name

Adviser information for WAVE CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-121804
SEC ERA File Number 802-121804
SEC CIK Numbers None
SEC CRD Numbers 299004
Legal Entity Identifier None

Principal Office

720 YORK STREET #103
SAN FRANCISCO
CA
United States
Monday - Friday, 9AM TO 5PM
Tel: 650-279-2502, Fax: None

Websites

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BO FUND I, A SERIES OF WAVE CAPITAL, LP Venture Capital Fund $0.4M $0.0M 4
WAVE I, L.P. Venture Capital Fund $73.0M $0.0M 41
WAVE II, L.P. Venture Capital Fund $12.0M $0.3M 25

Control Persons

Name Type Entity Title Since Ownership
Newman, Riley Individual MEMBER, MANAGING DIRECTOR 04/2017 50-75%
Adler, Sara Individual MEMBER, MANAGING DIRECTOR 03/2018 50-75%

No. Employees, Historic

000202120222023202420250 on 6/18/20210 on 3/30/20220 on 3/28/20230 on 3/27/2024