COLUMNA CAPITAL LLP
Adviser information for COLUMNA CAPITAL LLP last updated from Form ADV on June 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-121809 |
|---|---|
| SEC ERA File Number | 802-121809 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312282 |
| Legal Entity Identifier | None |
Principal Office
7 CAVENDISH SQUARELONDON
United Kingdom
Monday - Friday, 9:00 AM - 5:00 PM
Tel: +44 20 3322 5301, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| COLUMNA GP I S.A.R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| COLUMNA GP II S.A R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| COLUMNA GP III S.A R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CPL GUERNSEY LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Pongracz, Vilmos, NMN | Individual | – | EXECUTIVE MEMBER | 04/2014 | 5-10% |
| DEVLIN, RORY, F | Individual | – | EXECUTIVE MEMBER | 05/2009 | 5-10% |
| Tose, Michael, Bernard Leigh | Individual | – | EXECUTIVE MEMBER, COMPLIANCE OFFICER | 05/2009 | 5-10% |
| COLUMNA CAPITAL UK LIMITED | Foreign Entity | – | MEMBER | 06/2009 | > 75% |
| CPL GUERNSEY LIMITED | Foreign Entity | COLUMNA CAPITAL UK LIMITED | SHAREHOLDER | 08/2010 | > 75% |
| DEVLIN, RORY, F | Individual | CPL GUERNSEY LIMITED | SHAREHOLDER | 07/2010 | 25-50% |