TRITON PACIFIC ADVISER, LLC
Adviser information for TRITON PACIFIC ADVISER, LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
6701 CENTER DRIVE WESTSUITE 1450
LOS ANGELES
CA
United States
Monday - Friday, 9AM-5PM
Tel: 310-943-4990, Fax: 844-943-4995
Chief Compliance Officer
MICHAEL CARROLL
CHIEF FINANCIAL OFFICER
6701 CENTER DRIVE WEST
SUITE 1450
LOS ANGELES
CA
United States
Tel:
8048933712
Fax:
8449434995
M*******@****************M
(Full email address available in API data)
Industry Affiliates
| TPCP INVESTMENT XXXIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TPCP INVESTMENT V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TPCP INVESTMENT XIV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TPCP INVESTMENT XXXV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TPCP INVESTMENT XXXVII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TPCP INVESTMENT XXXVIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRITON PACIFIC SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BM TIGERS, LP | Private Equity Fund | $23.7M | $0.1M | 61 |
| IPA INVESTORS, LP | Private Equity Fund | $57.3M | $0.1M | 28 |
| IWP TIGERS, LP | Private Equity Fund | $11.1M | $0.1M | 41 |
| UPA INVESTORS, LP | Private Equity Fund | $161.7M | $0.1M | 30 |
| WPX INVESTORS II, LLC | Private Equity Fund | $3.3M | $0.1M | 17 |
| WPX INVESTORS, LLLP | Private Equity Fund | $0.0M | $0.1M | 27 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FAGGEN, CRAIG, JEFFREY | Individual | – | MEMBER/PRESIDENT | 04/2011 | 10-25% |
| TRITON PACIFIC GROUP, INC. | Domestic Entity | – | SHAREHOLDER | 04/2011 | < 5% |
| FAGGEN FAMILY TRUST | Domestic Entity | – | BENEFICIAL OWNER | 04/2011 | > 75% |
| CARROLL, MICHAEL, LOUIS | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 06/2012 | < 5% |
| FAGGEN, CRAIG, JEFFREY | Individual | TRITON PACIFIC GROUP, INC. | BENEFICIAL OWNER | 04/1996 | > 75% |
| FAGGEN, CRAIG, JEFFREY | Individual | FAGGEN FAMILY TRUST | BENEFICIAL OWNER | 01/2008 | > 75% |