SC LOWY ASSET MANAGEMENT (HK) LIMITED
Adviser information for SC LOWY ASSET MANAGEMENT (HK) LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-121864 |
|---|---|
| SEC ERA File Number | 802-121864 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312843 |
| Legal Entity Identifier | 254900EHIWPQB6ZPC190 |
Principal Office
23/F TWO CHINACHEM CENTRALNO. 26 DES VOEUX ROAD
CENTRAL
Hong Kong
Monday - Friday, 8:30AM - 6:30PM
Tel: 852 3405 1300, Fax: None
Chief Compliance Officer
STEVE LYONS
GENERAL COUNSEL/CLO
23/F TWO CHINACHEM CENTRAL
NO. 26 DES VOEUX ROAD
CENTRAL
Hong Kong
Tel:
+852 3405 1300
S**********@*********M
(Full email address available in API data)
Industry Affiliates
| SC LOWY ASSET MANAGEMENT (UK) LTD | Other investment adviser, including financial planners |
| SC LOWY FINANCIAL (SG) PTE LTD. | Other investment adviser, including financial planners |
| SC LOWY SI IV (ASIA), GP | Sponsor, GP, manager of pooled investment vehicles |
| SC LOWY STRATEGIC INVESTMENTS II GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SC LOWY PRIMARY INVESTMENTS, LTD. | Hedge Fund | $59.6M | $10.0M | 39 |
| SC LOWY STRATEGIC INVESTMENTS II, LP | PRIVATE DEBT FUND | $21.0M | $10.0M | 60 |
| SC LOWY STRATEGIC INVESTMENTS IV (ASIA), LP | PRIVATE DEBT FUND | $35.0M | $10.0M | 27 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOWY, MICHEL | Individual | – | FOUNDER/CEO/DIRECTOR | 10/2009 | < 5% |
| Lee, Soo Cheon | Individual | – | CO-FOUNDER/CIO/DIRECTOR | 10/2009 | < 5% |
| Tadelis, Jamie | Individual | – | DIRECTOR | 10/2009 | < 5% |
| Cavanagh, Timothy, Brian | Individual | – | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 02/2017 | < 5% |
| LYONS, STEVEN, JEFFREY | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER/GENERAL COUNSEL | 03/2010 | < 5% |
| SC LOWY ASSET MANAGEMENT LTD. | Foreign Entity | – | MANAGER | 10/2009 | > 75% |
| SC LOWY PARTNERS (CAYMAN) LTD. | Foreign Entity | SC LOWY ASSET MANAGEMENT LTD. | SHAREHOLDER (ORDINARY SHARES) | 07/2009 | > 75% |
| SC LOWY HOLDINGS LTD. | Foreign Entity | SC LOWY PARTNERS (CAYMAN) LTD. | SHAREHOLDER | 02/2011 | 50-75% |
| SC LOWY & CO. | Foreign Entity | SC LOWY HOLDINGS LTD. | SHAREHOLDER | 09/2009 | > 75% |
| Lee, Soo Cheon | Individual | SC LOWY & CO. | DIRECTOR/SHAREHOLDER | 06/2009 | 25-50% |
| LOWY, MICHEL | Individual | SC LOWY & CO. | DIRECTOR/SHAREHOLDER | 06/2009 | 50-75% |