TERRAPIN ASSET MANAGEMENT, LLC
Adviser information for TERRAPIN ASSET MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
3725 LEAFY WAYMIAMI
FL
United States
Monday - Friday, 9AM TO 6PM
Tel: 305-230-4000, Fax: 212-710-4105
Chief Compliance Officer
STEPHEN SCHIFRIN
GENERAL COUNSEL
3725 LEAFY WAY
MIAMI
FL
United States
Tel:
305-230-4002
Fax:
212-710-4105
S********@*******************M
(Full email address available in API data)
Industry Affiliates
| TERRAPIN REALIZATION GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TICO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TERRAPIN FUND OF FUNDS, L.P. | Hedge Fund | $0.1M | $1.0M | 10 |
| TERRAPIN REALIZATION FUND, LLC | Hedge Fund | $75.5M | $0.1M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEIGHT, NATHAN, DAVID | Individual | – | CHAIRMAN/CHIEF INVESTMENT OFFICER | 02/2002 | < 5% |
| LEIGHT FAMILY 1998 IRREVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 02/2002 | > 75% |
| LEIGHT, ELIZABETH, BARKIN | Individual | LEIGHT FAMILY 1998 IRREVOCABLE TRUST | TRUSTEE | 04/1998 | |
| LEIGHT, PAUL, JOSHUA | Individual | LEIGHT FAMILY 1998 IRREVOCABLE TRUST | TRUSTEE | 09/2003 | |
| SCHIFRIN, STEPHEN, SIMON | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2013 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL A | 6M | 49K | – |
| ALPHATIME ACQUISITION CORP | UNIT 03/01/2028 | 538K | 50K | – |
| ALTITUDE ACQUISITION CORP | COM CL A | 876K | 86K | – |
| ALTRIA GROUP INC | COM | 589K | 14K | – |
| ALTRIA GROUP INC | COM | 589K | 14K | – |
| ANDRETTI ACQUISITION CORP | CL A ORD SHS | 1M | 100K | – |
| AQUARON ACQUISITION CORP | COMMON STOCK | 536K | 50K | – |
| AVROBIO INC | COM | 861K | 559K | – |
| BELLEVUE LIFE SCNCS AQSTN CO | UNIT 02/09/2028 | 323K | 30K | – |
| BRIDGETOWN HOLDINGS LTD | COM CL A | 4M | 353K | – |
| CARLYLE CREDIT INCOME FUND | SHS BEN INT | 4M | 531K | – |
| CETUS CAP ACQUISITION CORP | UNIT 01/30/2028 | 426K | 40K | – |
| CITIZENS FINL SVCS INC | COM | 2M | 37K | – |
| DANIMER SCIENTIFIC INC | COM CL A | 48K | 23K | – |
| FEUTUNE LIGHT ACQUISITION CO | UNIT 06/01/2029 | 1M | 100K | – |
| FIRST HORIZON CORPORATION | COM | 2M | 212K | – |
| FOUR LEAF ACQUISITION CORP | UNIT 03/15/2028 | 184K | 18K | – |
| GLOBUS MED INC | CL A | 2M | 33K | – |
| GOLDEN ARROW MERGER CORP | UNIT 07/31/2026 | 207K | 20K | – |
| HOMESTREET INC | COM | 2M | 247K | – |
| INFLECTION PT ACQUISITN CRP | CL A ORD SHS | 2M | 167K | – |
| INNOVATE CORP | COM | 134K | 83K | – |
| INTERCEPT PHARMACEUTICALS IN | COM | 109K | 6K | – |
| INTERCEPT PHARMACEUTICALS IN | COM | 556K | 30K | – |
| ISHARES TR | 20 YR TR BD ETF | 8M | 90K | – |
| ISHARES TR | PFD AND INCM SEC | 302K | 10K | – |
| LIONS GATE ENTMNT CORP | CL B NON VTG | 4M | 520K | – |
| MARS ACQUISITION CORP | UNIT 02/09/2028 | 216K | 20K | – |
| MAXLINEAR INC | COM | 312K | 14K | – |
| MAXLINEAR INC | COM | 376K | 17K | – |
| METAL SKY STAR ACQUISITION C | UNIT 03/31/2027 | 219K | 20K | – |
| MONTEREY CAP ACQUISITION COR | CLASS A COM | 638K | 60K | – |
| NCL CORP LTD | NOTE 5.375% 8/0 | 580K | – | – |
| OSIRIS ACQUISITION CORP | UNIT 99/99/9999 | 207K | 20K | – |
| PHENOMEX INC | COM | 2M | 2M | – |
| PONO CAP THREE INC | UNIT 01/11/2028 | 318K | 30K | – |
| PONO CAP TWO INC | UNIT 07/31/2027 | 342K | 32K | – |
| SCREAMING EAGLE ACQUISITN CO | CLASS A ORD SHS | 6M | 600K | – |
| SCULPTOR CAP MGMT | COM CL A | 4M | 321K | – |
| SEAGEN INC | COM | 149K | 700 | – |
| SEAGEN INC | COM | 3M | 14K | – |
| SEAGEN INC | COM | 9M | 40K | – |
| SELECT SECTOR SPDR TR | ENERGY | 5M | 50K | – |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 749K | 15K | – |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 718K | 14K | – |
| SPECTRUM BRANDS HLDGS INC NE | COM | 1M | 17K | – |
| TENX KEANE ACQUISITION | RIGHT 06/30/2028 | 18K | 75K | – |
| TENX KEANE ACQUISITION | ORD SHS | 808K | 75K | – |
| TORTOISEECOFIN ACQUISITION C | SHS CL A | 1M | 124K | – |
| ZOETIS INC | CL A | 3M | 15K | – |
| ZOETIS INC | CL A | 3M | 18K | – |
| ZOETIS INC | CL A | 1M | 8K | – |