AURUM FUND MANAGEMENT LTD.
Adviser information for AURUM FUND MANAGEMENT LTD. last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Bermuda |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-121977 |
|---|---|
| SEC ERA File Number | 802-121977 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312888 |
| Legal Entity Identifier | 254900APGX293A7TZ948 |
Principal Office
AURUM HOUSE, 35 RICHMOND ROADHAMILTON
Bermuda
Monday - Friday, 9AM - 5PM
Tel: 1 441 292 6952, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| AURUM FUNDS LIMITED | Commodity pool operator or commodity trading advisor |
| AURUM RESEARCH LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AURUM ISIS DOLLAR FUND LTD. | Hedge Fund | $258.2M | $0.1M | 305 |
| AURUM ISIS FUND LTD. | Hedge Fund | $1,611.1M | $0.1M | 7 |
| AURUM ISIS INSTITUTIONAL DOLLAR FUND LTD. | Hedge Fund | $818.5M | $0.1M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLUE MORPHO TRUST | Foreign Entity | – | SHAREHOLDER | 03/2016 | 5-10% |
| BEET INVESTMENTS LTD. | Foreign Entity | – | SHAREHOLDER | 08/1994 | 10-25% |
| COTTINGHAM, DUDLEY, REGINALD | Individual | – | CHAIRMAN | 08/1994 | < 5% |
| Hopkin, Adam, Henry | Individual | – | DEPUTY CHAIRMAN | 11/2009 | < 5% |
| Morrison, Nancy, Charlene | Individual | – | DIRECTOR | 12/2007 | < 5% |
| Gibbons, Tina, Corlette | Individual | – | DIRECTOR | 11/2009 | < 5% |
| Gundle, Clifford, John | Individual | – | DIRECTOR AND SHAREHOLDER | 08/1994 | 5-10% |
| Sweidan, Adam, David | Individual | – | SHAREHOLDER | 04/2001 | 10-25% |
| Sweidan, Jason, Saul | Individual | – | SHAREHOLDER | 04/2008 | 5-10% |
| Sweidan, Dennis | Individual | – | SHAREHOLDER | 04/2008 | 10-25% |
| THE DIPLOMA 2017 TRUST | Foreign Entity | BEET INVESTMENTS LTD. | SHAREHOLDER | 09/2017 | 50-75% |
| DIPLOMA TRUSTEES LTD. | Foreign Entity | BEET INVESTMENTS LTD. | SHAREHOLDER | 12/2017 | |
| THE CREST 2017 TRUST | Foreign Entity | BEET INVESTMENTS LTD. | SHAREHOLDER | 09/2017 | 25-50% |
| CREST TRUSTEES LTD. | Foreign Entity | THE CREST 2017 TRUST | SHAREHOLDER | 12/2017 | |
| Gundle, Kevin, Roy | Individual | – | SHAREHOLDER | 05/1994 | 10-25% |
| BELVEDERE TRUSTEES LIMITED | Foreign Entity | – | SHAREHOLDER | 02/2022 | 5-10% |
| Hopkin, Adam, Henry | Individual | BELVEDERE TRUSTEES LIMITED | MEMBER | 12/2021 | 50-75% |
| Hanson, Zoe, Kathryn | Individual | BELVEDERE TRUSTEES LIMITED | MEMBER | 12/2021 | 50-75% |
| INSLEY, KEVIN | Individual | – | DIRECTOR | 01/2023 | < 5% |