RUFFER AIFM LIMITED
Adviser information for RUFFER AIFM LIMITED last updated from Form ADV on June 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-122091 |
|---|---|
| SEC ERA File Number | 802-122091 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315315 |
| Legal Entity Identifier | 213800BIJI44QIC4O371 |
Principal Office
80 VICTORIA STREETLONDON
United Kingdom
Monday - Friday, 8AM TO 6PM UK TIME
Tel: 00 44 20 7963 8146, Fax: None
Websites
Chief Compliance Officer
LOUISE STANWAY
80 VICTORIA STREET
LONDON
United Kingdom
Tel:
00442079638146
Fax:
00 44 20 7963 8175
L*******@***********K
(Full email address available in API data)
Industry Affiliates
| RUFFER (CHANNEL ISLANDS) LIMITED (SUBSIDIARY OF RUFFER LLP) | Other investment adviser, including financial planners |
| RUFFER LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RUFFER LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| RUFFER SA (SUBSIDIARY OF RUFFER LLP) | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RUFFER ABSOLUTE MASTER FUND LIMITED | Hedge Fund | $178.5M | $1.0M | 108 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STANWAY, LOUISE, MARY | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2014 | < 5% |
| Best, Miranda, Jane | Individual | – | BOARD MEMBER (AND RESEARCH DIRECTOR) | 07/2018 | < 5% |
| RUFFER LLP | Foreign Entity | – | 100% OWNER TO RUFFER AIFM LIMITED | 12/2013 | > 75% |
| SMITH, KATIE, JANE | Individual | – | BOARD MEMBER (AND GROUP GC) | 09/2022 | < 5% |
| Cullen, Martin, Bernard | Individual | – | BOARD MEMBER (AND GROUP FD) | 06/2023 | < 5% |