COPERNICUS CAPITAL MANAGEMENT LLC

Adviser information for COPERNICUS CAPITAL MANAGEMENT LLC last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-122123
SEC ERA File Number 802-122123
SEC CIK Numbers 1694620
SEC CRD Numbers 168302
Legal Entity Identifier None

Principal Office

1 MADRONA AVE
BELVEDERE TIBURON
CA
United States
Monday - Friday, 6AM-4PM
Tel: 415-602-4087, Fax: None

Websites

Chief Compliance Officer

JOHN RENDE
FOUNDER
1 MADRONA AVE
BELVEDERE TIBURON
CA
United States
Tel: 415-602-4087
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BORGHESE PARTNERS, LP Hedge Fund $8.2M $1.0M 8

Control Persons

Name Type Entity Title Since Ownership
RENDE, JOHN, WARD Individual MANAGING MEMBER 04/2013 > 75%

No. Employees, Historic

000202120222023202420250 on 7/20/20210 on 3/28/20220 on 3/31/20230 on 3/31/20230 on 9/27/20230 on 1/29/2024

Holdings

From latest 13F, filed November 15th, 2021 for period ending September 30th, 2021
Name Class Value $USD # Shares Private Fund
ALLOGENE THERAPEUTICS INC COM 386 15K
AMICUS THERAPEUTICS INC COM 96 10K
ARCUS BIOSCIENCES INC COM 593 17K
BIOMARIN PHARMACEUTICAL INC COM 850 11K
FATE THERAPEUTICS INC COM 711 12K
HORIZON THERAPEUTICS PUB L SHS 657 6K
IMMATICS N.V SHS 130 10K
JOHNSON & JOHNSON COM 808 5K
MEDTRONIC PLC SHS 376 3K
PFIZER INC COM 1K 30K
PROQR THRAPEUTICS N V SHS EURO 335 40K
TELADOC HEALTH INC COM 888 7K
THERMO FISHER SCIENTIFIC INC COM 1K 2K