ORTHOGONAL ASSET MANAGEMENT, LLC
Adviser information for ORTHOGONAL ASSET MANAGEMENT, LLC last updated from Form ADV on May 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-122128 |
|---|---|
| SEC ERA File Number | 802-122128 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315809 |
| Legal Entity Identifier | 5493005M00ZJ020ZPG14 |
Principal Office
1185 AVENUE OF THE AMERICAS, 3RD FLOORNEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 847-508-8270, Fax: None
Chief Compliance Officer
DION CHU
1185 AVENUE OF THE AMERICAS, 3RD FLOOR
NEW YORK
NY
United States
Tel:
847-508-8270
D***@*******************M
(Full email address available in API data)
Industry Affiliates
| CHU, LUND & PENG LLP | Lawyer or law firm |
| ORTHOGONAL GLOBAL GENERAL PARTNER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ORTHOGONAL SPAC ADVANTAGE GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ORTHOGONAL GLOBAL FUND, LP | Hedge Fund | $2.0M | $0.2M | 15 |
| ORTHOGONAL SPAC ADVANTAGE FUND, LP | Hedge Fund | $10.4M | $5.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHU, DION | Individual | – | CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | 05/2018 | > 75% |