BROOKS MACDONALD INTERNATIONAL
BROOKS MACDONALD ASSET MANAGEMENT (INTERNATIONAL) LIMITED Legal Name
Adviser information for BROOKS MACDONALD INTERNATIONAL last updated from Form ADV on September 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Jersey |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 802-122135 |
|---|---|
| SEC ERA File Number | 802-122135 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315362 |
| Legal Entity Identifier | 213800YQV5N4DPGGXJ34 |
Principal Office
THIRD FLOOR, NO 1 GRENVILLE STREETST HELIER, CHANNEL ISLANDS
Jersey
Monday - Friday, 0900-1700
Tel: 0044 1534 715555, Fax: None
Chief Compliance Officer
ALI CAREY
HEAD OF COMPLIANCE
THIRD FLOOR, NO.1 GRENVILLE STREET
ST HELIER
Jersey
Tel:
0044 1534 715 555
A********@******************M
(Full email address available in API data)
Industry Affiliates
| ADROIT FINANCIAL PLANNING LIMITED | Other investment adviser, including financial planners |
| BRAEMAR GROUP LIMITED | Other investment adviser, including financial planners |
| BROOKS MACDONALD ASSET MANAGEMENT (INTERNATIONAL) LIMITED, GUERNSEY BRANCH | Other investment adviser, including financial planners |
| BROOKS MACDONALD ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| BROOKS MACDONALD FINANCIAL CONSULTING LIMITED | Other investment adviser, including financial planners |
| BROOKS MACDONALD ISLE OF MAN BRANCH | Other investment adviser, including financial planners |
| CORNELIAN ASSET MANAGERS GROUP LIMITED | Other investment adviser, including financial planners |
| CORNELIAN ASSET MANAGERS LIMITED | Other investment adviser, including financial planners |
| INTEGRITY WEALTH SOLUTIONS LIMITED | Other investment adviser, including financial planners |
| LEVITAS INVESTMENT MANAGEMENT SERVICES LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE CLK LEGACY TRUST | FAMILY STRUCTURE | $20.3M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROOKS MACDONALD GROUP PLC | Foreign Entity | – | SHAREHOLDER | 11/2012 | > 75% |
| SHEPHERD, ANDREW | Individual | – | GROUP CEO | 07/2021 | < 5% |
| Hughes, Richard | Individual | – | INTERNATIONAL CEO | 07/2021 | < 5% |
| O'Connor, Mark | Individual | – | DIRECTOR | 06/2019 | < 5% |
| Hollowell, James | Individual | – | DIRECTOR | 02/2021 | < 5% |
| Kemp, Adrian, John | Individual | – | DIRECTOR | 09/2021 | < 5% |
| Abbondanza, Caroline, Whitney | Individual | – | DIRECTOR/CHIEF TECHNOLOGY OFFICER | 01/2023 | < 5% |
| Petherick, Louis | Individual | – | CHIEF RISK OFFICER | 09/2023 | < 5% |
| Montague, Andrea, Gertrude Martha | Individual | – | CHIEF FINANCIAL OFFICER | 08/2023 | < 5% |