PALLISER CAPITAL (UK) LTD
Adviser information for PALLISER CAPITAL (UK) LTD last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
PALLISER HOUSEPALLISER ROAD
LONDON, ENGLAND
United Kingdom
Monday - Friday, 9AM-5PM
Tel: 44 208 159 1101, Fax: None
Websites
Chief Compliance Officer
JEREMY WHITE
CHIEF OPERATING OFFICER
PALLISER HOUSE
PALLISER ROAD
LONDON
United Kingdom
Tel:
44 208 159 1101
J*****@**************M
(Full email address available in API data)
Industry Affiliates
| PALLISER CAPITAL (GP) LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PALLISER CAPITAL CENTENARY FUND I | Hedge Fund | $126.0M | $1.0M | 1 |
| PALLISER CAPITAL MASTER FUND LTD | Hedge Fund | $620.0M | $1.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, JAMES, NICHOLAS BARRIE | Individual | – | CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR | 01/2021 | > 75% |
| WHITE, JEREMY, JOHN | Individual | – | CHIEF OPERATING OFFICER AND COMPLIANCE OFFICER | 04/2021 | < 5% |
| SMITH, JAMES, NICHOLAS BARRIE | Individual | PENSIVE DRAGON LIMITED | CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR | 11/2018 | > 75% |
| PENSIVE DRAGON LIMITED | Foreign Entity | – | LIMITED COMPANY | 11/2018 | > 75% |
No. Employees, Historic
Holdings
From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AGNICO EAGLE MINES LTD | COM | 3M | 54K | _ |
| ALBERTSONS COS INC | COMMON STOCK | 11M | 554K | _ |
| BARRICK GOLD CORP | COM | 4M | 225K | _ |
| CARNIVAL PLC | ADS | 5M | 310K | _ |
| ENDEAVOR GROUP HLDGS INC | CL A COM | 10M | 375K | _ |
| LIBERTY BROADBAND CORP | COM SER C | 16M | 284K | _ |
| MATCH GROUP INC NEW | COM | 7M | 240K | _ |
| NEWMONT CORP | COM | 4M | 103K | _ |
| RIO TINTO PLC | SPONSORED ADR | 33M | 500K | _ |
| UNITED STATES STL CORP NEW | COM | 6M | 157K | _ |