EAST POINT ASSET MANAGEMENT LIMITED
Adviser information for EAST POINT ASSET MANAGEMENT LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-122177 |
|---|---|
| SEC ERA File Number | 802-122177 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315683 |
| Legal Entity Identifier | None |
Principal Office
UNIT 1004, 10TH FLOORDINA HOUSE, RUTTONJEE CENTRE, 3-11 DUDDELL STREET
HONG KONG
Hong Kong
Monday - Friday, 9:00AM - 6:00 PM
Tel: 852 3907 0820, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EAST POINT ASSET MANAGEMENT MASTER FUND | Hedge Fund | $92.1M | $1.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALSH, Simon, Hastings Patrick | Individual | – | DIRECTOR | 08/2020 | < 5% |
| REGAL PARTNERS LIMITED | Foreign Entity | – | SHAREHOLDER | 08/2023 | > 75% |
| NEW HIGHLAND PTY LIMITED | Foreign Entity | KING FAMILY TRUST | TRUSTEE | 01/2002 | |
| PIACHAUD, JAMES, ANTHONY | Individual | – | CHIEF OPERATING OFFICER AND COMPLIANCE OFFICER | 01/2021 | < 5% |
| KING FAMILY TRUST | Foreign Entity | REGAL PARTNERS LIMITED | SHAREHOLDER | 06/2022 | 25-50% |
| KING, PHILIP, BRIAN VERNON | Individual | NEW HIGHLAND PTY LIMITED | SHAREHOLDER | 01/2002 | > 75% |
| CAMERON, IAN, JAMES | Individual | – | DIRECTOR | 08/2023 | < 5% |
| O'CONNOR, BRENDAN JOHN | Individual | – | DIRECTOR | 08/2023 | < 5% |