THE HORTON FUND
HORTON CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for THE HORTON FUND last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
1717 ARCH ST, SUITE 3740PHILADELPHIA
PA
United States
Monday - Friday, 9AM - 5PM
Tel: 215-399-5417, Fax: None
Chief Compliance Officer
DAVID ACHEY
PRINCIPAL
1717 ARCH STREET, SUITE 3740
PHILADELPHIA
PA
United States
Tel:
2153995417
D*****@****************M
(Full email address available in API data)
Industry Affiliates
| HORTON CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HORTON OPPORTUNITY PARTNERS 2, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HORTON CAPITAL PARTNERS FUND, LP | Hedge Fund | $30.8M | $0.3M | 44 |
| HORTON OPPORTUNITY FUND 2, LP | Hedge Fund | $7.0M | $0.3M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANKO, JOSEPH, MARTIN | Individual | – | SENIOR PRINCIPAL, CHIEF INVESTMENT OFFICER, MANAGER, MEMBER | 12/2012 | 25-50% |
| SALTZMAN, JAMES, SAUL | Individual | – | MEMBER | 12/2012 | 5-10% |
| PICKER, JEFFREY, EDWARD | Individual | – | MEMBER | 12/2012 | < 5% |
| HORTON STAKEHOLDERS LLC | Domestic Entity | – | MEMBER | 12/2012 | 10-25% |
| ACHEY, DAVID, ALAN | Individual | – | PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER | 12/2012 | 5-10% |
| ACHEY, DAVID, ALAN | Individual | HORTON STAKEHOLDERS LLC | MEMBER | 12/2012 | 25-50% |
| Allen, Paul, Howard | Individual | HORTON STAKEHOLDERS LLC | MEMBER | 12/2012 | 25-50% |
| MOHICAN PARTNERS LTD PARTNERSHIP | Domestic Entity | – | MEMBER | 12/2012 | 5-10% |
| SALTZMAN, JAMES, SAUL | Individual | MOHICAN LLC | MANAGER | 12/2012 | |
| MOHICAN LLC | Domestic Entity | MOHICAN PARTNERS LTD PARTNERSHIP | GENERAL PARTNER | 12/2012 |
No. Employees, Historic
Holdings
From latest 13F, filed February 11th, 2022 for period ending December 31st, 2021
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| REPRO MED SYS INC | COM | 32K | 11M | – |
| WIRELESS TELECOM GROUP INC | COM | 3K | 2M | – |
| CYNERGISTEK INC | COM | 1K | 792K | – |
| UROGEN PHARMA LTD | COM | 7K | 705K | – |
| SAFEGUARD SCIENTIFICS INC | COM NEW | 1K | 177K | – |