MOAB CAPITAL PARTNERS, LLC
Adviser information for MOAB CAPITAL PARTNERS, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
16 SPINNAKER WAYSOUTHAMPTON
NY
United States
Monday - Friday, 8AM TO 6PM
Tel: 212-981-2647, Fax: 212-651-1289
Websites
Chief Compliance Officer
MICHAEL ROTHENBERG
PORTFOLIO MANAGER/MEMBER
16 SPINNAKER WAY
SOUTHAMPTON
NY
United States
Tel:
212-981-2647
Fax:
212-651-1289
M*@***************M
(Full email address available in API data)
Industry Affiliates
| MOAB GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MOAB PARTNERS, L.P. | Hedge Fund | $82.6M | $2.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROTHENBERG, MICHAEL, MANUEL | Individual | – | PORTFOLIO MANAGER/MEMBER/CHIEF COMPLIANCE OFFICER | 04/2006 | > 75% |
No. Employees, Historic
Holdings
From latest 13F, filed November 15th, 2021 for period ending September 30th, 2021
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADIT EDTECH ACQUISITION CORP | UNIT 99/99/9999 | 200 | 20K | – |
| AIR TRANSPORT SERVICES GRP I | COM | 3K | 112K | – |
| ALPHABET INC | CAP STK CL A | 2K | 600 | – |
| AMAZON COM INC | COM | 2K | 700 | – |
| APPLE INC | COM | 382 | 3K | – |
| ATHENE HOLDING LTD | CL A | 6K | 83K | – |
| ATI PHYSICAL THERAPY INC | COM CL A | 44 | 12K | – |
| BETTER WORLD ACQUISITION COR | UNIT 11/15/2027 | 320 | 30K | – |
| JOHNSON & JOHNSON | COM | 226 | 1K | – |
| KADEM SUSTAINABLE IMPACT COR | CLASS A COM | 8K | 822K | – |
| MAGELLAN HEALTH INC | COM NEW | 2K | 22K | – |
| NAM TAI PPTY INC | SHS | 600 | 26K | – |
| NETSOL TECHNOLOGIES INC | COM PAR $.001 | 955 | 208K | – |
| NUANCE COMMUNICATIONS INC | COM | 1K | 20K | – |
| PHENIXFIN CORP | COM | 2K | 42K | – |
| STRIDE INC | COM | 507 | 14K | – |
| THERATECHNOLOGIES INC | NOTE 5.750% 6/3 | 8K | 9M | – |
| TRINSEO S A | SHS | 335 | 6K | – |
| WALMART INC | COM | 1K | 8K | – |
| WILLIAM PENN BANCORPORATION | COM | 2K | 197K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 465 | 2K | – |