SECOND CURVE CAPITAL, LLC

Adviser information for SECOND CURVE CAPITAL, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-122229
SEC ERA File Number 802-122229
SEC CIK Numbers 1136704
SEC CRD Numbers 161774
Legal Entity Identifier None

Principal Office

150 N RADNOR CHESTER ROAD
SUITE F120
RADNOR
PA
United States
Monday - Friday, 8AM-6PM
Tel: 646-563-7600, Fax: 646-563-7601

Chief Compliance Officer

BRAD CYMBOL
CFO
150 N RADNOR CHESTER ROAD
SUITE F120
RADNOR
PA
United States
Tel: 646-563-7620
Fax: 646-563-7601
(Full email address available in API data)

Industry Affiliates

SECOND CURVE MANAGEMENT, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SECOND CURVE NO LEV FUND, LP Hedge Fund $4.9M $0.1M 8
SECOND CURVE PARTNERS II, LP Hedge Fund $10.0M $1.0M 5
SECOND CURVE PARTNERS INTERNATIONAL LTD. Hedge Fund $7.8M $1.0M 9
SECOND CURVE PARTNERS, LP Hedge Fund $27.3M $1.0M 38

Control Persons

Name Type Entity Title Since Ownership
BROWN, THOMAS, K. Individual CEO 01/2000 > 75%
CYMBOL, BRADLEY, JORDAN Individual CFO AND CCO 06/2008 < 5%
STICHNOTH, MATTHEW, MILLER Individual DIRECTOR 06/2001 < 5%

No. Employees, Historic

000202120222023202420250 on 8/3/20210 on 2/24/20220 on 3/17/20230 on 3/13/2024

Holdings

From latest 13F, filed February 11th, 2022 for period ending December 31st, 2021
Name Class Value $USD # Shares Private Fund
ALLY FINL INC COM 6K 136K
ATLANTICUS HOLDINGS CORP COM 3K 49K
AXOS FINANCIAL INC COM 1K 20K
BANCORP INC DEL COM 5K 201K
CAPITAL BANCORP INC MD COM 472 18K
CAPITAL ONE FINL CORP COM 5K 31K
CITIGROUP INC COM NEW 604 10K
COASTAL FINL CORP WA COM NEW 6K 114K
CONNECTONE BANCORP INC COM 3K 90K
CURO GROUP HOLDINGS CORP COM 10K 614K
ENCORE CAP GROUP INC COM 5K 83K
ENOVA INTL INC COM 5K 130K
FIRST BK WILLIAMSTOWN NEW JE COM 871 60K
FIRST INTERNET BANCORP COM 941 20K
FIRST WESTN FINL INC COM 1K 37K
I3 VERTICALS INC COM CL A 1K 60K
META FINL GROUP INC COM 5K 86K
METROPOLITAN BK HLDG CORP COM 4K 38K
MVB FINL CORP COM 7K 162K
ONEMAIN HLDGS INC COM 5K 100K
QCR HOLDINGS INC COM 3K 45K
REGIONAL MGMT CORP COM 2K 27K
SIGNATURE BK NEW YORK N Y COM 1K 4K
SVB FINANCIAL GROUP COM 2K 4K
TRIUMPH BANCORP INC COM 5K 40K
VERITEX HLDGS INC COM 5K 121K