OCEANWOOD CAPITAL ADVISERS LIMITED
Adviser information for OCEANWOOD CAPITAL ADVISERS LIMITED last updated from Form ADV on November 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Other (specify) |
---|---|
Fiscal Year End | MARCH |
Legal Location | Jersey |
Employees
Total Number of Employees | 0 |
---|---|
Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-122295 |
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SEC ERA File Number | 802-122295 |
SEC CIK Numbers | None |
SEC CRD Numbers | 315844 |
Legal Entity Identifier | None |
Principal Office
IFC5ST HELIER
Jersey
Monday - Friday, 7:30GMT TO 17:30GMT
Tel: 4420 7758 5500, Fax: None
Chief Compliance Officer
SARAH SPITERI
COMPLIANCE MANAGER
5TH FLOOR, 25 BURY STREET
LONDON
United Kingdom
Tel:
+44 207 758 5500
S************@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GATE, CHRISTOPHER, REGINALD | Individual | – | DIRECTOR AND CHIEF INVESTMENT OFFICER | 05/2021 | > 75% |
ROBERTS, IAN | Individual | – | DIRECTOR | 05/2021 | < 5% |
Monahan, Paul | Individual | – | DIRECTOR | 12/2021 | < 5% |
Spiteri, Sarah | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |