OCEANWOOD CAPITAL ADVISERS LIMITED

Adviser information for OCEANWOOD CAPITAL ADVISERS LIMITED last updated from Form ADV on November 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End MARCH
Legal Location Jersey

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-122295
SEC ERA File Number 802-122295
SEC CIK Numbers None
SEC CRD Numbers 315844
Legal Entity Identifier None

Principal Office

IFC5
ST HELIER
Jersey
Monday - Friday, 7:30GMT TO 17:30GMT
Tel: 4420 7758 5500, Fax: None

Chief Compliance Officer

SARAH SPITERI
COMPLIANCE MANAGER
5TH FLOOR, 25 BURY STREET
LONDON
United Kingdom
Tel: +44 207 758 5500
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GATE, CHRISTOPHER, REGINALD Individual DIRECTOR AND CHIEF INVESTMENT OFFICER 05/2021 > 75%
ROBERTS, IAN Individual DIRECTOR 05/2021 < 5%
Monahan, Paul Individual DIRECTOR 12/2021 < 5%
Spiteri, Sarah Individual CHIEF COMPLIANCE OFFICER 04/2023 < 5%

No. Employees, Historic

00020212022202320240 on 8/11/20210 on 5/27/20220 on 1/27/20230 on 6/23/20230 on 11/27/2023