POTENTIA CAPITAL
POTENTIA CAPITAL PTY LTD Legal Name
Adviser information for POTENTIA CAPITAL last updated from Form ADV on September 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 802-122342 |
|---|---|
| SEC ERA File Number | 802-122342 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315691 |
| Legal Entity Identifier | ACN 169 877 445 |
Principal Office
SUITE 3801, GATEWAY1 MACQUARIE PLACE
SYDNEY, NSW
Australia
Monday - Friday, 8.30AM - 5.30PM
Tel: 61293666612, Fax: None
Chief Compliance Officer
BETH DAVIS
FINANCIAL CONTROLLER
SUITE 38.01, GATEWAY
1 MACQUARIE PLACE
SYDNEY, NSW
Australia
Tel:
+61403891706
B***@**************M
(Full email address available in API data)
Industry Affiliates
| POTENTIA CAPITAL I-VF PTY LTD | Trust company |
| POTENTIA CAPITAL IA PTY LTD | Trust company |
| POTENTIA CAPITAL IB PTY LTD | Trust company |
| POTENTIA CAPITAL IC PTY LTD | Trust company |
| POTENTIA CAPITAL II-VF PTY LTD | Trust company |
| POTENTIA CAPITAL IIA PTY LTD | Trust company |
| POTENTIA CAPITAL IIB PTY LTD | Trust company |
| POTENTIA CAPITAL IIC PTY LTD | Trust company |
| POTENTIA CAPITAL MANAGEMENT PTY LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| POTENTIA CAPITAL SPONSORS PTY LTD | Trust company |
| POTENTIA GP-VCMP II PTY LTD | Sponsor, GP, manager of pooled investment vehicles |
| POTENTIA GP-VCMP PTY LTD | Sponsor, GP, manager of pooled investment vehicles |
| POTENTIA MIT I PTY LTD | Trust company |
| POTENTIA SPONSORS I PTY LTD | Trust company |
| TGP 1 PTY LTD | Trust company |
| TGP 2 PTY LTD | Trust company |
| TGP 3 PTY LTD | Trust company |
| TGP 4 PTY LTD | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| POTENTIA CAPITAL TRUST I-VF | Private Equity Fund | $95.8M | $0.5M | 74 |
| POTENTIA CAPITAL TRUST IA | Private Equity Fund | $22.9M | $0.5M | 61 |
| POTENTIA CAPITAL TRUST IC | Private Equity Fund | $4.3M | $0.5M | 69 |
| POTENTIA CAPITAL TRUST IIA | Private Equity Fund | $30.9M | $0.5M | 49 |
| POTENTIA CAPITAL VCLP II LP | Private Equity Fund | $74.2M | $0.5M | 49 |
| POTENTIA CAPITAL VCLP LP | Private Equity Fund | $507.1M | $10.0M | 33 |
| POTENTIA MIT I TRUST | Private Equity Fund | $77.7M | $0.5M | 12 |
| TASMAN COINVESTMENT TRUST | Private Equity Fund | $0.0M | $0.5M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLY, STACEY | Individual | – | GENERAL COUNSEL, COMPANY SECRETARY | 01/2021 | < 5% |
| GRAY, ANDREW, JAMES | Individual | – | DIRECTOR | 06/2014 | < 5% |
| Reed, Timothy, John | Individual | – | DIRECTOR | 01/2021 | < 5% |
| POTENTIA CAPITAL HOLDINGS PTY LTD | Foreign Entity | – | SHAREHOLDER OF ALL CORPORATE ENTITIES | 06/2019 | > 75% |
| POTENTIA CAPITAL PE HOLDINGS PTY LTD | Foreign Entity | POTENTIA CAPITAL HOLDINGS PTY LTD | SHAREHOLDER | 11/2018 | > 75% |
| POTENTIA CAPITAL GROUP HOLDINGS PTY LTD | Foreign Entity | POTENTIA CAPITAL PE HOLDINGS PTY LTD | SHAREHOLDER | 06/2019 | > 75% |
| POTENTIA CAPITAL CUSTODIANS PTY LTD | Foreign Entity | POTENTIA CAPITAL GROUP HOLDINGS PTY LTD | SHAREHOLDER | 06/2019 | |
| ZUCKERMAN, BARRY, GRANT | Individual | – | CFO, COMPANY SECRETARY | 05/2023 | < 5% |