LMR PARTNERS AG
Adviser information for LMR PARTNERS AG last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-122389 |
|---|---|
| SEC ERA File Number | 802-122389 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316468 |
| Legal Entity Identifier | 549300D3A8Q0XWT5GU83 |
Principal Office
GLARNISCHSTRASSE 8ZURICH
Switzerland
Monday - Friday, 7AM-5PM
Tel: +41 44 244 70 90, Fax: None
Websites
Chief Compliance Officer
TANYA OHADI-SMITH
9TH FLOOR, DEVONSHIRE HOUSE
LONDON
United Kingdom
Tel:
02076641732
T****************@**************M
(Full email address available in API data)
Industry Affiliates
| LMR PARTNERS (DIFC) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LMR PARTNERS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LMR PARTNERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LMR PARTNERS LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LMR MALT FUND LIMITED | Hedge Fund | $59.4M | $0.5M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVINE, BEN, LESLIE | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2020 | < 5% |
| Ohadi-Smith, Tanya, Vida | Individual | – | GROUP CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |
| TAPPIN, NICK, BLAISE | Individual | – | NON-EXECUTIVE DIRECTOR | 12/2020 | < 5% |
| DE SANTOS, TORSTEN | Individual | – | NON-EXECUTIVE DIRECTOR | 12/2020 | < 5% |
| LMR MANAGEMENT SERVICES LIMITED | Foreign Entity | – | OWNER | 12/2020 | > 75% |
| LGI INVESTMENTS AG | Foreign Entity | – | OWNER | 12/2020 | 10-25% |
| LEVINE, BEN, LESLIE | Individual | LMR PARTNERS LP | PARTNER | 09/2009 | 25-50% |
| LMR PARTNERS OFFSHORE LTD | Foreign Entity | LMR MANAGEMENT SERVICES LIMITED | OWNER | 09/2009 | > 75% |
| LMR PARTNERS LP | Foreign Entity | LMR PARTNERS OFFSHORE LTD | OWNER | 02/2009 | > 75% |
| MITCHELL, DANNY | Individual | – | CO-INVESTMENT OFFICER FIXED INCOME | 12/2020 | < 5% |
| IULIANO, DOMENICO | Individual | – | CO-INVESTMENT OFFICER FIXED INCOME | 12/2020 | < 5% |
| CULLINANE, SHANE | Individual | – | PARTNER | 12/2020 | < 5% |
| RENOLD, STEFAN, ANDREAS | Individual | – | CHIEF INVESTMENT OFFICER (QUANT) / PARTNER / MEMBER | 12/2020 | < 5% |