GAJA CAPITAL
GAJA ALTERNATIVE ASSET MANAGEMENT PRIVATE LIMITED Legal Name
Adviser information for GAJA CAPITAL last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | India |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-122413 |
|---|---|
| SEC ERA File Number | 802-122413 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316417 |
| Legal Entity Identifier | None |
Principal Office
1402, TOWER BONE WORLD CENTRE, LOWER PAREL
MUMBAI
India
Monday - Friday, 9:00AM - 5:00PM
Tel: 91 22 2421 2280, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| GAJA ADVISORS LTD | Other investment adviser, including financial planners |
| GAJA CORPORATE ADVISORS PRIVATE LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| GAJA TRUSTEE COMPANY PRIVATE LIMITED | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GAJA CAPITAL INDIA FUND 2020 LLP | Private Equity Fund | $26.6M | $1.0M | 34 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JAIN, GOPAL | Individual | – | DIRECTOR | 04/1999 | < 5% |
| JAIN, GOPAL | Individual | – | MANAGING PARTNER | 03/2006 | 25-50% |
| SHAH, RANJIT, JAYANT | Individual | – | DIRECTOR | 04/2006 | < 5% |
| SHAH, RANJIT, JAYANT | Individual | – | MANAGING PARTNER | 03/2006 | 10-25% |
| JAFAR, IMRAN | Individual | – | DIRECTOR | 11/2020 | < 5% |
| JAFAR, IMRAN | Individual | – | MANAGING PARTNER | 04/2018 | 10-25% |
| JAIN, SUDESH | Individual | – | DIRECTOR | 04/1999 | 10-25% |
| JAIN, ABHINAV | Individual | – | PARTNER | 05/2019 | < 5% |