L2 LIMITED
Adviser information for L2 LIMITED last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-122431 |
|---|---|
| SEC ERA File Number | 802-122431 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315757 |
| Legal Entity Identifier | None |
Principal Office
SUITE 1009, 10/FICBC TOWER, 3 GARDEN ROAD, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9:00AM-6:00PM
Tel: 852 6087 7636, Fax: 852 2592 8762
Chief Compliance Officer
SIN YEE CYNTHIA CHEUNG
CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER
SUITE 1009, 10/F
ICBC TOWER, 3 GARDEN ROAD, CENTRAL
HONG KONG
Hong Kong
Tel:
852 6598 8606
C*************@*********M
(Full email address available in API data)
Industry Affiliates
| LEE, KA MAN KEVIN | Sponsor, GP, manager of pooled investment vehicles |
| LIN, HOU PU JONATHAN | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| L2 CAPITAL | Foreign Entity | – | SHAREHOLDER | 02/2020 | > 75% |
| LIN, HOU PU JONATHAN | Individual | – | DIRECTOR | 02/2020 | < 5% |
| LEE, KA MAN KEVIN | Individual | – | DIRECTOR | 02/2020 | < 5% |
| HAN, FRANK | Individual | – | DIRECTOR | 02/2020 | < 5% |
| CHEUNG, SIN YEE CYNTHIA | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 08/2021 | < 5% |
| LIN, HOU PU JONATHAN | Individual | L2 CAPITAL | SHAREHOLDER | 02/2020 | 25-50% |