PIVOTAL BIOVENTURE PARTNERS CNS INVESTMENT ADVISOR LLC
Adviser information for PIVOTAL BIOVENTURE PARTNERS CNS INVESTMENT ADVISOR LLC last updated from Form ADV on March 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-122441 |
|---|---|
| SEC ERA File Number | 802-122441 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315755 |
| Legal Entity Identifier | None |
Principal Office
501 2ND STREET, SUITE 200SAN FRANCISCO
CA
United States
Monday - Friday, 8AM-5PM
Tel: 852 3108 3745, Fax: None
Chief Compliance Officer
BRIAN KIN KWOK TSE
GROUP GENERAL COUNSEL, NAN FUNG GROUP
23/F, NAN FUNG TOWER, 88 CONNAUGHT ROAD CENTRAL
HONG KONG
China
Tel:
852 3108 3745
B********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PIVOTAL BIOVENTURE PARTNERS CNS FUND I, L.P. | Venture Capital Fund | $102.2M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PIVOTAL CNS LIMITED | Foreign Entity | – | SOLE MEMBER | 04/2021 | > 75% |
| PIVOTAL LIFE SCIENCES HOLDINGS LIMITED | Foreign Entity | PIVOTAL CNS LIMITED | SHAREHOLDER | 04/2021 | > 75% |
| NAN FUNG SCIENCES HOLDINGS LIMITED | Foreign Entity | PIVOTAL LIFE SCIENCES HOLDINGS LIMITED | SHAREHOLDER | 03/2016 | > 75% |
| NF INVESTMENT HOLDINGS LIMITED | Foreign Entity | NAN FUNG SCIENCES HOLDINGS LIMITED | SHAREHOLDER | 11/2012 | > 75% |
| NAN FUNG GROUP HOLDINGS LIMITED | Foreign Entity | NF INVESTMENT HOLDINGS LIMITED | SHAREHOLDER | 09/1999 | > 75% |
| NAN FUNG INTERNATIONAL HOLDINGS LIMITED | Foreign Entity | NAN FUNG GROUP HOLDINGS LIMITED | SHAREHOLDER | 08/2011 | > 75% |
| CHEN'S GROUP HOLDINGS LIMITED | Foreign Entity | NAN FUNG INTERNATIONAL HOLDINGS LIMITED | SHAREHOLDER | 08/2014 | > 75% |
| CHEN'S GROUP INTERNATIONAL LIMITED | Foreign Entity | CHEN'S GROUP HOLDINGS LIMITED | SHAREHOLDER | 08/2011 | > 75% |
| NIKOLICH, KAROLY | Individual | – | OFFICER | 06/2021 | < 5% |