LEAPING KOI, INC.
Adviser information for LEAPING KOI, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Other Business Activities | Real estate broker, dealer, or agent |
Identifiers
SEC RIA File Number | 802-122467 |
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SEC ERA File Number | 802-122467 |
SEC CIK Numbers | None |
SEC CRD Numbers | 316628 |
Legal Entity Identifier | None |
Principal Office
2266 VIA ESPADAPLEASANTON
CA
United States
Monday - Friday, 8-5
Tel: 650-740-8465, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
LEAPING KOI CAPITAL LP | Hedge Fund | $4.7M | $0.1M | 3 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Ng, Man | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, & SECRETARY | 01/2015 | 50-75% |
LIN, XIAO DONG | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2015 | 50-75% |