LEAPING KOI, INC.

Adviser information for LEAPING KOI, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Real estate broker, dealer, or agent

Identifiers

SEC RIA File Number 802-122467
SEC ERA File Number 802-122467
SEC CIK Numbers None
SEC CRD Numbers 316628
Legal Entity Identifier None

Principal Office

2266 VIA ESPADA
PLEASANTON
CA
United States
Monday - Friday, 8-5
Tel: 650-740-8465, Fax: None

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
LEAPING KOI CAPITAL LP Hedge Fund $4.7M $0.1M 3

Control Persons

Name Type Entity Title Since Ownership
Ng, Man Individual CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, & SECRETARY 01/2015 50-75%
LIN, XIAO DONG Individual CHIEF EXECUTIVE OFFICER 01/2015 50-75%

No. Employees, Historic

000202120222023202420250 on 9/8/20210 on 1/31/20220 on 3/26/20230 on 3/28/2024