OVATA CAPITAL MANAGEMENT LLC
Adviser information for OVATA CAPITAL MANAGEMENT LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
---|---|
Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-122478 |
---|---|
SEC ERA File Number | 802-122478 |
SEC CIK Numbers | None |
SEC CRD Numbers | 316669 |
Legal Entity Identifier | None |
Principal Office
8 THE GREEN, SUITE ADOVER
DE
United States
Monday - Friday, 9AM-6PM
Tel: 1-516-325-1073, Fax: None
Chief Compliance Officer
NICHOLAS BLOOM
PARTNER, CHIEF OPERATING OFFICER,
HARBOUR EAST, 7TH FLOOR
218 ELECTRIC ROAD
HONG KONG
Hong Kong
Tel:
+85238903030
N*************@***********M
(Full email address available in API data)
Industry Affiliates
OVATA CAPITAL MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OVATA CAPITAL MANAGEMENT SINGAPORE PTE. LTD. | Other investment adviser, including financial planners |
OVATA MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CHEN, WENLAI, JAMES | Individual | – | DIRECTOR, MANAGING MEMBER, CHIEF INVESTMENT OFFICER | 08/2021 | < 5% |
BLOOM, NICHOLAS, ROY | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 08/2021 | < 5% |
OVATA ASSET MANAGEMENT LIMITED | Foreign Entity | – | 100% SHAREHOLDER OF OVATA CAPITAL MANAGEMENT LLC | 08/2021 | > 75% |
OVATA HOLDINGS | Foreign Entity | OVATA ASSET MANAGEMENT LIMITED | 100% SHAREHOLDER OF OVATA ASSET MANAGEMENT LIMITED | 08/2021 | > 75% |
CHEN, WENLAI, JAMES | Individual | OVATA HOLDINGS | OWNER OF OVATA HOLDINGS | 08/2021 | > 75% |